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ProShares Ultra Financials

49 hedge funds and large institutions have $75.7M invested in ProShares Ultra Financials in 2020 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 12 increasing their positions, 6 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

564% more call options, than puts

Call options by funds: $4.13M | Put options by funds: $622K

412% more capital invested

Capital invested by funds: $14.8M → $75.7M (+$60.9M)

100% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 6

83% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 6

9% more funds holding

Funds holding: 4549 (+4)

7.44% more ownership

Funds ownership: 3.27%10.7% (+7.4%)

Holders
49
Holders Change
+4
Holders Change %
+8.89%
% of All Funds
0.87%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
12
Reduced
6
Closed
6
Calls
$4.13M
Puts
$622K
Net Calls
+$3.51M
Net Calls Change
+$2.21M
Name Holding Trade Value Shares
Change
Change in
Stake
GWM
1
Geneos Wealth Management
Colorado
$53.6M +$36.8M +1,013,942 New
TFA
2
Toth Financial Advisory
Virginia
$2.85M +$540K +14,878 +28%
Osaic Holdings
3
Osaic Holdings
Arizona
$2.1M +$1.04M +28,588 +136%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$1.68M +$106K +2,913 +8%
TRCT
5
Tower Research Capital (TRC)
New York
$1.61M +$1.05M +28,962 +322%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$1.55M +$425K +11,700 +47%
HighTower Advisors
7
HighTower Advisors
Illinois
$1.06M
9WM
8
9258 Wealth Management
Ohio
$990K
Simplex Trading
9
Simplex Trading
Illinois
$796K +$72.6K +1,999 +12%
PNC Financial Services Group
10
PNC Financial Services Group
Pennsylvania
$720K
KAS
11
Kestra Advisory Services
Texas
$702K +$615K +16,932 New
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$698K +$599K +16,498 New
Truist Financial
13
Truist Financial
North Carolina
$635K
RAM
14
Roanoke Asset Management
New Jersey
$569K
William Blair & Company
15
William Blair & Company
Illinois
$425K +$109 +3 +0%
CICI
16
Capital Investment Counsel Inc
North Carolina
$413K
Citadel Advisors
17
Citadel Advisors
Florida
$411K -$3.39M -93,314 -91%
CIBC Private Wealth Group
18
CIBC Private Wealth Group
Georgia
$381K
MC
19
Mathes Company
New York
$381K +$54.5K +1,500 +20%
CPIG
20
Chicago Partners Investment Group
Illinois
$357K +$545 +15 +0.2%
RIG
21
Roosevelt Investment Group
New York
$327K
TSS
22
Two Sigma Securities
New York
$322K +$276K +7,609 New
PO
23
Private Ocean
California
$319K
HIA
24
Harbor Investment Advisory
Maryland
$280K -$90.8K -2,500 -27%
Creative Planning
25
Creative Planning
Kansas
$260K -$36.3K -999 -14%

UYG Hedge Fund Activity: Q4 2020 in Review

49 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in ProShares Ultra Financials (UYG) for Q4 2020, worth a combined $75.7M — up 412% from $14.8M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new UYG positions and 6 closed out — a net gain of 5 holders — while 12 added to existing stakes and 6 trimmed.

The largest buyer was Geneos Wealth Management, opening a new position worth an estimated $36.8M. The largest seller was Citadel Advisors, cutting an estimated $3.39M.

  • 49 institutional investors held ProShares Ultra Financials (UYG) as of Q4 2020, up from 45 in Q3 2020.
  • Funds reported $75.7M of ProShares Ultra Financials stock for Q4 2020, up 412% quarter-over-quarter.
  • 11 funds opened new ProShares Ultra Financials positions in Q4 2020 and 6 closed out, a net change of +5 holders.
  • The largest ProShares Ultra Financials buyer in Q4 2020 was Geneos Wealth Management, an estimated $36.8M added.
  • The largest ProShares Ultra Financials seller in Q4 2020 was Citadel Advisors, an estimated $3.39M sold.

Based on aggregated 13F filings for Q4 2020.