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ProShares Ultra Financials

58 hedge funds and large institutions have $46.5M invested in ProShares Ultra Financials in 2016 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more capital invested

Capital invested by funds: $42.9M → $46.5M (+$3.56M)

4.14% more ownership

Funds ownership: 17.3%21.44% (+4.1%)

9% more call options, than puts

Call options by funds: $3.19M | Put options by funds: $2.92M

0% more funds holding

Funds holding: 5858 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 11

7% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 14

Holders
58
Holders Change
Holders Change %
0%
% of All Funds
1.55%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
11
Increased
13
Reduced
14
Closed
11
Calls
$3.19M
Puts
$2.92M
Net Calls
+$271K
Net Calls Change
-$2.84M
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$8.99M +$4.26M +215,727 +106%
LPL Financial
2
LPL Financial
California
$4.62M -$144K -7,311 -3%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$4.1M +$3.78M +191,154 New
KCM
4
Karp Capital Management
California
$3.67M -$677K -34,263 -17%
TFA
5
Toth Financial Advisory
Virginia
$3.17M -$92.4K -4,677 -3%
EWA
6
Exencial Wealth Advisors
Oklahoma
$3.12M -$211K -10,653 -7%
TRCT
7
Tower Research Capital (TRC)
New York
$1.74M +$813K +41,151 +103%
VF
8
Virtu Financial
New York
$1.41M -$3M -151,647 -70%
Jane Street
9
Jane Street
New York
$1.33M +$610K +30,861 +99%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$1.27M +$1.17M +59,268 New
Citadel Advisors
11
Citadel Advisors
Florida
$1.25M +$779K +39,420 +208%
TH
12
Timber Hill
Connecticut
$940K +$58.6K +2,964 +7%
VKH
13
Virtu KCG Holdings
New York
$940K +$365K +18,456 +73%
CA
14
Commerzbank Aktiengesellschaft
Germany
$923K +$344K +17,400 +68%
Bank of America
15
Bank of America
North Carolina
$861K -$96.4K -4,878 -11%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$856K +$788K +39,870 New
TNAM
17
Terra Nova Asset Management
New York
$837K -$98.7K -4,995 -11%
CLOS
18
Compagnie Lombard Odier SCmA
Switzerland
$708K -$178K -9,000 -21%
UCFA
19
United Capital Financial Advisors
Texas
$512K
Morgan Stanley
20
Morgan Stanley
New York
$481K -$570K -28,830 -56%
Truist Financial
21
Truist Financial
North Carolina
$470K
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$357K +$53.4K +2,700 +19%
SI
23
SII Investments
Wisconsin
$353K
RCAG
24
Rehmann Capital Advisory Group
Michigan
$322K
GAM
25
Gemmer Asset Management
California
$317K

UYG Hedge Fund Activity: Q1 2016 in Review

58 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in ProShares Ultra Financials (UYG) for Q1 2016, worth a combined $46.5M — up 8.3% from $42.9M a quarter earlier.

Fund positioning in UYG was balanced in Q1 2016: 11 funds opened new positions, 11 closed out, 13 added to existing stakes and 14 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $4.26M. The largest seller was Virtu Financial, cutting an estimated $3M.

  • 58 institutional investors held ProShares Ultra Financials (UYG) as of Q1 2016, unchanged from Q4 2015.
  • Funds reported $46.5M of ProShares Ultra Financials stock for Q1 2016, up 8.3% quarter-over-quarter.
  • 11 funds opened new ProShares Ultra Financials positions in Q1 2016 and 11 closed out, a net change of 0 holders.
  • The largest ProShares Ultra Financials buyer in Q1 2016 was Goldman Sachs, an estimated $4.26M added.
  • The largest ProShares Ultra Financials seller in Q1 2016 was Virtu Financial, an estimated $3M sold.

Based on aggregated 13F filings for Q1 2016.