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ProShares Ultra Financials

40 hedge funds and large institutions have $9.75M invested in ProShares Ultra Financials in 2020 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 8 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.93% less ownership

Funds ownership: 4.71%2.78% (-1.9%)

25% less call options, than puts

Call options by funds: $1.43M | Put options by funds: $1.9M

25% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 8

34% less funds holding

Funds holding: 6140 (-21)

76% less capital invested

Capital invested by funds: $40.5M → $9.75M (-$30.7M)

83% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 23

Holders
40
Holders Change
-21
Holders Change %
-34.43%
% of All Funds
0.88%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
6
Reduced
8
Closed
23
Calls
$1.43M
Puts
$1.9M
Net Calls
-$473K
Net Calls Change
-$8.36M
Name Holding Trade Value Shares
Change
Change in
Stake
Citadel Advisors
1
Citadel Advisors
Florida
$2.76M +$144K +3,173 +3%
TFA
2
Toth Financial Advisory
Virginia
$1.28M -$3.44M -75,865 -59%
9WM
3
9258 Wealth Management
Ohio
$682K
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$640K -$600K -13,220 -33%
BRC
5
Bell Rock Capital
Delaware
$541K +$3.08K +68 +0.3%
Osaic Holdings
6
Osaic Holdings
Arizona
$505K +$966K +21,306 New
PNC Financial Services Group
7
PNC Financial Services Group
Pennsylvania
$404K +$45.4K +1,000 +6%
Truist Financial
8
Truist Financial
North Carolina
$380K +$45.4K +1,000 +7%
RAM
9
Roanoke Asset Management
New Jersey
$319K
William Blair & Company
10
William Blair & Company
Illinois
$282K
Simplex Trading
11
Simplex Trading
Illinois
$266K -$166K -3,667 -25%
CICI
12
Capital Investment Counsel Inc
North Carolina
$231K -$7.94K -175 -2%
HIA
13
Harbor Investment Advisory
Maryland
$227K +$22.7K +500 +6%
CIBC Private Wealth Group
14
CIBC Private Wealth Group
Georgia
$214K
BWCS
15
Beirne Wealth Consulting Services
Connecticut
$202K -$45.4K -1,000 -11%
PO
16
Private Ocean
California
$179K +$342K +7,550 New
Bank of America
17
Bank of America
North Carolina
$171K -$474K -10,445 -59%
Morgan Stanley
18
Morgan Stanley
New York
$82K -$569K -12,551 -78%
AAP
19
Arax Advisory Partners
Colorado
$64K
Wells Fargo
20
Wells Fargo
California
$47K +$45 +1 +0.1%
KPCM
21
Kings Point Capital Management
New York
$41K
Rockefeller Capital Management
22
Rockefeller Capital Management
New York
$36K +$68K +1,500 New
ASN
23
Advisory Services Network
Georgia
$35K
CG
24
Cutler Group
California
$32K +$61.6K +1,358 New
FHA
25
Flagship Harbor Advisors
Massachusetts
$25K

UYG Hedge Fund Activity: Q1 2020 in Review

40 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in ProShares Ultra Financials (UYG) for Q1 2020, worth a combined $9.75M — down 76% from $40.5M a quarter earlier.

Sellers outnumbered buyers: 23 funds closed out of UYG and 4 opened new positions — a net loss of 19 holders — while 8 trimmed existing stakes and 6 added.

The largest buyer was Private Ocean, opening a new position worth an estimated $342K. The largest seller was Geneos Wealth Management, exiting entirely with an estimated $6.03M sold.

  • 40 institutional investors held ProShares Ultra Financials (UYG) as of Q1 2020, down from 61 in Q4 2019.
  • Funds reported $9.75M of ProShares Ultra Financials stock for Q1 2020, down 76% quarter-over-quarter.
  • 4 funds opened new ProShares Ultra Financials positions in Q1 2020 and 23 closed out, a net change of -19 holders.
  • The largest ProShares Ultra Financials buyer in Q1 2020 was Private Ocean, an estimated $342K added.
  • The largest ProShares Ultra Financials seller in Q1 2020 was Geneos Wealth Management, an estimated $6.03M sold.

Based on aggregated 13F filings for Q1 2020.