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ProShares Ultra Financials

64 hedge funds and large institutions have $26.6M invested in ProShares Ultra Financials in 2018 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 13 increasing their positions, 15 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more call options, than puts

Call options by funds: $9.46M | Put options by funds: $6.62M

0.22% less ownership

Funds ownership: 4.36%4.14% (-0.22%)

7% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 15

4% less funds holding

Funds holding: 6764 (-3)

13% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 15

30% less capital invested

Capital invested by funds: $38.1M → $26.6M (-$11.5M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
64
Holders Change
-3
Holders Change %
-4.48%
% of All Funds
1.43%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
14
Increased
13
Reduced
15
Closed
15
Calls
$9.46M
Puts
$6.62M
Net Calls
+$2.84M
Net Calls Change
+$2.27M
Name Holding Trade Value Shares
Change
Change in
Stake
TFA
1
Toth Financial Advisory
Virginia
$4.77M -$288K -7,514 -5%
KCM
2
Karp Capital Management
California
$3.83M -$243K -6,346 -5%
BRC
3
Bell Rock Capital
Delaware
$3.44M -$1.23M -32,054 -23%
TRCT
4
Tower Research Capital (TRC)
New York
$1.42M +$1.54M +40,319 +1,225%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$1.37M +$109K +2,846 +7%
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$1.08M -$85.1K -2,223 -6%
RJA
7
Raymond James & Associates
Florida
$768K -$23K -600 -2%
LPL Financial
8
LPL Financial
California
$589K -$12.4K -325 -2%
VF
9
Virtu Financial
New York
$552K +$648K +16,930 New
Bank of America
10
Bank of America
North Carolina
$550K -$9.19K -240 -1%
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
$542K
Morgan Stanley
12
Morgan Stanley
New York
$527K -$68.2K -1,782 -10%
Truist Financial
13
Truist Financial
North Carolina
$489K
RJFSA
14
Raymond James Financial Services Advisors
Florida
$478K +$42.1K +1,100 +8%
RAM
15
Roanoke Asset Management
New Jersey
$438K
SBIA
16
Sheaff Brock Investment Advisors
Indiana
$391K
William Blair & Company
17
William Blair & Company
Illinois
$388K -$19.2K -501 -4%
BWCS
18
Beirne Wealth Consulting Services
Connecticut
$377K +$440K +11,484 New
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$372K +$437K +11,407 New
FWP
20
FAS Wealth Partners
Kansas
$367K
CICI
21
Capital Investment Counsel Inc
North Carolina
$327K +$3.83K +100 +1%
CIBC Private Wealth Group
22
CIBC Private Wealth Group
Georgia
$310K
SMH
23
Sanders Morris Harris
Texas
$294K -$230K -6,000 -40%
PO
24
Private Ocean
California
$279K +$327K +8,551 New
Citadel Advisors
25
Citadel Advisors
Florida
$259K -$327K -8,553 -52%

UYG Hedge Fund Activity: Q4 2018 in Review

64 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in ProShares Ultra Financials (UYG) for Q4 2018, worth a combined $26.6M — down 30% from $38.1M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of UYG and 14 opened new positions — a net loss of 1 holder — while 15 trimmed existing stakes and 13 added.

The largest buyer was Tower Research Capital (TRC), adding an estimated $1.54M. The largest seller was Terra Nova Asset Management, exiting entirely with an estimated $2.09M sold.

  • 64 institutional investors held ProShares Ultra Financials (UYG) as of Q4 2018, down from 67 in Q3 2018.
  • Funds reported $26.6M of ProShares Ultra Financials stock for Q4 2018, down 30% quarter-over-quarter.
  • 14 funds opened new ProShares Ultra Financials positions in Q4 2018 and 15 closed out, a net change of -1 holder.
  • The largest ProShares Ultra Financials buyer in Q4 2018 was Tower Research Capital (TRC), an estimated $1.54M added.
  • The largest ProShares Ultra Financials seller in Q4 2018 was Terra Nova Asset Management, an estimated $2.09M sold.

Based on aggregated 13F filings for Q4 2018.