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ProShares Ultra Financials

50 hedge funds and large institutions have $52.8M invested in ProShares Ultra Financials in 2014 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 7 increasing their positions, 19 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

267% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 3

19% more funds holding

Funds holding: 4250 (+8)

0.34% more ownership

Funds ownership: 39.79%40.13% (+0.34%)

5% less call options, than puts

Call options by funds: $8.8M | Put options by funds: $9.29M

8% less capital invested

Capital invested by funds: $57.1M → $52.8M (-$4.35M)

63% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 19

Holders
50
Holders Change
+8
Holders Change %
+19.05%
% of All Funds
1.44%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
7
Reduced
19
Closed
3
Calls
$8.8M
Puts
$9.29M
Net Calls
-$497K
Net Calls Change
+$20.9M
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$14.2M +$2.34M +120,600 +21%
TRCT
2
Tower Research Capital (TRC)
New York
$5.24M +$364K +18,702 +8%
Deutsche Bank
3
Deutsche Bank
Germany
$5.18M -$1.75M -90,000 -26%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$4.17M +$588K +30,228 +17%
LPL Financial
5
LPL Financial
California
$3.61M -$217K -11,178 -6%
TFA
6
Toth Financial Advisory
Virginia
$3.08M +$85.6K +4,404 +3%
EWA
7
Exencial Wealth Advisors
Oklahoma
$2.83M -$135K -6,942 -5%
AI
8
Atria Investments
North Carolina
$2.64M +$255K +13,140 +11%
Bank of America
9
Bank of America
North Carolina
$1.44M +$21.6K +1,110 +2%
TH
10
Timber Hill
Connecticut
$889K -$550K -28,314 -39%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$801K +$63.1K +3,246 +9%
VF
12
Virtu Financial
New York
$779K -$5.42M -278,988 -88%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$751K +$717K +36,864 New
WA
14
WFG Advisors
Texas
$715K -$361K -18,594 -35%
Millennium Management
15
Millennium Management
New York
$696K +$664K +34,182 New
Wells Fargo
16
Wells Fargo
California
$687K -$117 -6 -0%
RCAG
17
Rehmann Capital Advisory Group
Michigan
$611K
SI
18
SII Investments
Wisconsin
$534K -$1.17K -60 -0.2%
WAM
19
Wolverine Asset Management
Illinois
$525K -$956K -49,200 -66%
WSTAM
20
Wilbanks Smith & Thomas Asset Management
Virginia
$518K +$494K +25,440 New
SCM
21
Stevens Capital Management
Pennsylvania
$476K -$105K -5,400 -19%
CICI
22
Capital Investment Counsel Inc
North Carolina
$395K -$25.1K -1,290 -6%
VKH
23
Virtu KCG Holdings
New York
$328K -$249K -12,828 -44%
Barclays
24
Barclays
United Kingdom
$261K -$304K -15,636 -55%
MFP
25
Mosaic Financial Partners
California
$223K

UYG Hedge Fund Activity: Q1 2014 in Review

50 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in ProShares Ultra Financials (UYG) for Q1 2014, worth a combined $52.8M — down 7.6% from $57.1M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new UYG positions and 3 closed out — a net gain of 8 holders — while 7 added to existing stakes and 19 trimmed.

The largest buyer was Walleye Trading, opening a new position worth an estimated $3.54M. The largest seller was Virtu Financial, cutting an estimated $5.42M.

  • 50 institutional investors held ProShares Ultra Financials (UYG) as of Q1 2014, up from 42 in Q4 2013.
  • Funds reported $52.8M of ProShares Ultra Financials stock for Q1 2014, down 7.6% quarter-over-quarter.
  • 11 funds opened new ProShares Ultra Financials positions in Q1 2014 and 3 closed out, a net change of +8 holders.
  • The largest ProShares Ultra Financials buyer in Q1 2014 was Walleye Trading, an estimated $3.54M added.
  • The largest ProShares Ultra Financials seller in Q1 2014 was Virtu Financial, an estimated $5.42M sold.

Based on aggregated 13F filings for Q1 2014.