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ProShares Ultra Financials

58 hedge funds and large institutions have $37.9M invested in ProShares Ultra Financials in 2018 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 10 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

89% more call options, than puts

Call options by funds: $5.59M | Put options by funds: $2.95M

50% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 10

11% less funds holding

Funds holding: 6558 (-7)

11.41% less ownership

Funds ownership: 15.71%4.3% (-11%)

21% less capital invested

Capital invested by funds: $47.7M → $37.9M (-$9.77M)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

50% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 14

Holders
58
Holders Change
-7
Holders Change %
-10.77%
% of All Funds
1.33%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
7
Increased
15
Reduced
10
Closed
14
Calls
$5.59M
Puts
$2.95M
Net Calls
+$2.64M
Net Calls Change
+$4.22M
Name Holding Trade Value Shares
Change
Change in
Stake
TFA
1
Toth Financial Advisory
Virginia
$6.2M +$5.2K +125 +0.1%
BRC
2
Bell Rock Capital
Delaware
$5.54M +$189K +4,550 +3%
KCM
3
Karp Capital Management
California
$5.08M -$2.54M -61,014 -33%
TNAM
4
Terra Nova Asset Management
New York
$1.96M +$98K +2,356 +5%
VF
5
Virtu Financial
New York
$1.94M -$1.15M -27,615 -36%
TRCT
6
Tower Research Capital (TRC)
New York
$1.59M +$950K +22,824 +139%
GAM
7
Gemmer Asset Management
California
$1.41M -$220K -5,280 -13%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$1.19M -$805K -19,358 -67%
RJA
9
Raymond James & Associates
Florida
$977K
Morgan Stanley
10
Morgan Stanley
New York
$716K -$187K -4,491 -20%
LPL Financial
11
LPL Financial
California
$716K +$34K +817 +5%
MIAN
12
Mariner Independent Advisor Network
Kansas
$702K +$722K +17,364 New
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$672K
Bank of America
14
Bank of America
North Carolina
$632K -$559K -13,440 -46%
SMH
15
Sanders Morris Harris
Texas
$606K
Truist Financial
16
Truist Financial
North Carolina
$606K
RAM
17
Roanoke Asset Management
New Jersey
$543K +$559K +13,440 New
William Blair & Company
18
William Blair & Company
Illinois
$501K
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$487K
SBIA
20
Sheaff Brock Investment Advisors
Indiana
$485K
FWP
21
FAS Wealth Partners
Kansas
$455K
RJFSA
22
Raymond James Financial Services Advisors
Florida
$429K
CICI
23
Capital Investment Counsel Inc
North Carolina
$401K +$7.49K +180 +2%
CIBC Private Wealth Group
24
CIBC Private Wealth Group
Georgia
$384K
MFP
25
Mosaic Financial Partners
California
$346K

UYG Hedge Fund Activity: Q2 2018 in Review

58 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in ProShares Ultra Financials (UYG) for Q2 2018, worth a combined $37.9M — down 21% from $47.7M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of UYG and 7 opened new positions — a net loss of 7 holders — while 10 trimmed existing stakes and 15 added.

The largest buyer was Tower Research Capital (TRC), adding an estimated $950K. The largest seller was Geneos Wealth Management, exiting entirely with an estimated $2.81M sold.

  • 58 institutional investors held ProShares Ultra Financials (UYG) as of Q2 2018, down from 65 in Q1 2018.
  • Funds reported $37.9M of ProShares Ultra Financials stock for Q2 2018, down 21% quarter-over-quarter.
  • 7 funds opened new ProShares Ultra Financials positions in Q2 2018 and 14 closed out, a net change of -7 holders.
  • The largest ProShares Ultra Financials buyer in Q2 2018 was Tower Research Capital (TRC), an estimated $950K added.
  • The largest ProShares Ultra Financials seller in Q2 2018 was Geneos Wealth Management, an estimated $2.81M sold.

Based on aggregated 13F filings for Q2 2018.