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ProShares Ultra Financials

45 hedge funds and large institutions have $14.8M invested in ProShares Ultra Financials in 2020 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 6 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more call options, than puts

Call options by funds: $2.91M | Put options by funds: $1.62M

33% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 6

23% more capital invested

Capital invested by funds: $12.1M → $14.8M (+$2.72M)

5% more funds holding

Funds holding: 4345 (+2)

0.56% more ownership

Funds ownership: 2.71%3.27% (+0.56%)

50% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 12

Holders
45
Holders Change
+2
Holders Change %
+4.65%
% of All Funds
0.91%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
6
Reduced
12
Closed
6
Calls
$2.91M
Puts
$1.62M
Net Calls
+$1.29M
Net Calls Change
+$328K
Name Holding Trade Value Shares
Change
Change in
Stake
Citadel Advisors
1
Citadel Advisors
Florida
$3.18M +$3.24M +103,021 New
TFA
2
Toth Financial Advisory
Virginia
$1.63M -$798K -25,354 -33%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$1.14M -$694K -22,041 -37%
HighTower Advisors
4
HighTower Advisors
Illinois
$774K +$287K +9,125 +57%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$770K -$94.5K -3,001 -11%
9WM
6
9258 Wealth Management
Ohio
$689K -$56.7K -1,800 -7%
Osaic Holdings
7
Osaic Holdings
Arizona
$647K -$57K -1,810 -8%
PNC Financial Services Group
8
PNC Financial Services Group
Pennsylvania
$526K
Simplex Trading
9
Simplex Trading
Illinois
$519K +$172K +5,458 +48%
BRC
10
Bell Rock Capital
Delaware
$515K -$154K -4,905 -23%
Truist Financial
11
Truist Financial
North Carolina
$464K -$31.5K -1,000 -6%
RAM
12
Roanoke Asset Management
New Jersey
$415K
William Blair & Company
13
William Blair & Company
Illinois
$310K -$58.6K -1,860 -16%
CICI
14
Capital Investment Counsel Inc
North Carolina
$302K
HIA
15
Harbor Investment Advisory
Maryland
$282K
TRCT
16
Tower Research Capital (TRC)
New York
$278K +$78.9K +2,506 +39%
CIBC Private Wealth Group
17
CIBC Private Wealth Group
Georgia
$278K +$283K +9,000 New
CPIG
18
Chicago Partners Investment Group
Illinois
$262K +$259K +8,235 New
RIG
19
Roosevelt Investment Group
New York
$239K
PO
20
Private Ocean
California
$233K
MC
21
Mathes Company
New York
$232K +$236K +7,500 New
Creative Planning
22
Creative Planning
Kansas
$221K +$31 +1 +0%
Bank of America
23
Bank of America
North Carolina
$189K
Wells Fargo
24
Wells Fargo
California
$125K +$64.6K +2,051 +103%
MM
25
Main Management
California
$93K

UYG Hedge Fund Activity: Q3 2020 in Review

45 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in ProShares Ultra Financials (UYG) for Q3 2020, worth a combined $14.8M — up 23% from $12.1M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new UYG positions and 6 closed out — a net gain of 2 holders — while 6 added to existing stakes and 12 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $3.24M. The largest seller was Toth Financial Advisory, cutting an estimated $798K.

  • 45 institutional investors held ProShares Ultra Financials (UYG) as of Q3 2020, up from 43 in Q2 2020.
  • Funds reported $14.8M of ProShares Ultra Financials stock for Q3 2020, up 23% quarter-over-quarter.
  • 8 funds opened new ProShares Ultra Financials positions in Q3 2020 and 6 closed out, a net change of +2 holders.
  • The largest ProShares Ultra Financials buyer in Q3 2020 was Citadel Advisors, an estimated $3.24M added.
  • The largest ProShares Ultra Financials seller in Q3 2020 was Toth Financial Advisory, an estimated $798K sold.

Based on aggregated 13F filings for Q3 2020.