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ProShares Ultra Financials

61 hedge funds and large institutions have $40.5M invested in ProShares Ultra Financials in 2019 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 8 increasing their positions, 17 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

814% more call options, than puts

Call options by funds: $8.85M | Put options by funds: $969K

220% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 5

22% more funds holding

Funds holding: 5061 (+11)

0% less capital invested

Capital invested by funds: $40.5M → $40.5M (-$38.1K)

0.46% less ownership

Funds ownership: 5.17%4.71% (-0.46%)

53% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 17

Holders
61
Holders Change
+11
Holders Change %
+22%
% of All Funds
1.2%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
16
Increased
8
Reduced
17
Closed
5
Calls
$8.85M
Puts
$969K
Net Calls
+$7.88M
Net Calls Change
+$3.6M
Name Holding Trade Value Shares
Change
Change in
Stake
TFA
1
Toth Financial Advisory
Virginia
$6.96M -$253K -5,090 -4%
Citadel Advisors
2
Citadel Advisors
Florida
$6.07M +$1.56M +31,309 +38%
GWM
3
Geneos Wealth Management
Colorado
$6.03M -$6.46M -129,823 -54%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$2.16M -$99.3K -1,996 -5%
9WM
5
9258 Wealth Management
Ohio
$1.35M +$1.25M +25,200 New
BRC
6
Bell Rock Capital
Delaware
$1.22M -$2.73K -55 -0.2%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$1.09M -$274K -5,505 -21%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$998K +$7.41K +149 +0.8%
Bank of America
9
Bank of America
North Carolina
$949K +$15.4K +310 +2%
LFAS
10
Level Four Advisory Services
Texas
$876K +$93K +1,870 New
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
$859K -$29.8K -600 -4%
Morgan Stanley
12
Morgan Stanley
New York
$858K +$96.7K +1,944 +14%
Truist Financial
13
Truist Financial
North Carolina
$805K
Simplex Trading
14
Simplex Trading
Illinois
$798K +$740K +14,882 New
RAM
15
Roanoke Asset Management
New Jersey
$721K
SBIA
16
Sheaff Brock Investment Advisors
Indiana
$644K
William Blair & Company
17
William Blair & Company
Illinois
$638K
CICI
18
Capital Investment Counsel Inc
North Carolina
$533K -$4.97K -100 -1%
LPL Financial
19
LPL Financial
California
$518K -$301K -6,052 -39%
BWCS
20
Beirne Wealth Consulting Services
Connecticut
$510K -$99.4K -2,000 -17%
HIA
21
Harbor Investment Advisory
Maryland
$487K +$451K +9,075 New
CIBC Private Wealth Group
22
CIBC Private Wealth Group
Georgia
$483K
RIG
23
Roosevelt Investment Group
New York
$415K
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$409K +$362K +7,286 +2,168%
SMH
25
Sanders Morris Harris
Texas
$360K +$49.7K +1,000 +13%

UYG Hedge Fund Activity: Q4 2019 in Review

61 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in ProShares Ultra Financials (UYG) for Q4 2019, worth a combined $40.5M — down 0.09% from $40.5M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new UYG positions and 5 closed out — a net gain of 11 holders — while 8 added to existing stakes and 17 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $1.56M. The largest seller was Geneos Wealth Management, cutting an estimated $6.46M.

  • 61 institutional investors held ProShares Ultra Financials (UYG) as of Q4 2019, up from 50 in Q3 2019.
  • Funds reported $40.5M of ProShares Ultra Financials stock for Q4 2019, down 0.09% quarter-over-quarter.
  • 16 funds opened new ProShares Ultra Financials positions in Q4 2019 and 5 closed out, a net change of +11 holders.
  • The largest ProShares Ultra Financials buyer in Q4 2019 was Citadel Advisors, an estimated $1.56M added.
  • The largest ProShares Ultra Financials seller in Q4 2019 was Geneos Wealth Management, an estimated $6.46M sold.

Based on aggregated 13F filings for Q4 2019.