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ProShares Ultra Financials
UYG

59 hedge funds and large institutions have $35.8M invested in ProShares Ultra Financials in 2021 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 9 increasing their positions, 10 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more call options, than puts

Call options by funds: $12M | Put options by funds: $5.41M

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

7% more funds holding

Funds holding: 55 → 59 (+4)

2.61% less ownership

Funds ownership: 6.89% → 4.28% (-2.6%)

10% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 10

39% less capital invested

Capital invested by funds: $58.6M → $35.8M (-$22.8M)

Holders
59
Holders Change
+4
Holders Change %
+7.27%
% of All Funds
1.03%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
9
Reduced
10
Closed
7
Calls
$12M
Puts
$5.41M
Net Calls
+$6.56M
Net Calls Change
-$3.29M

Top Buyers

Rank Fund Capital Flow
1
TNAM
Terra Nova Asset Management
New York
+$930K
2
PO
Private Ocean
California
+$484K
3
AWM
Activest Wealth Management
Florida
+$451K
4
SI
Sprott Inc
Ontario, Canada
+$435K
5
CPO
Cerity Partners OCIO
New York
+$387K

Top Sellers

Rank Fund Capital Flow
1
GWM
Geneos Wealth Management
Colorado
-$20.8M
2
OMC
Old Mission Capital
Illinois
-$2.08M
3
Citadel Advisors
Citadel Advisors
Florida
-$1.82M
4
KFS
Kelly Financial Services
Massachusetts
-$1.41M
5
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
-$963K
Name Holding Trade Value Shares
Change 		Change in
Stake
CAPTRUST Financial Advisors
51
CAPTRUST Financial Advisors
North Carolina
$44K – – –
AF
52
Allworth Financial
California
$31K – – –
Morgan Stanley
53
Morgan Stanley
New York
$29K -$39.1K -607 -57%
HFM
54
Hartford Financial Management
Connecticut
$27K – – –
KFS
55
Kelly Financial Services
Massachusetts
$22.8K -$1.41M -21,884 -98%
GWS
56
Glassman Wealth Services
Virginia
$15K – – –
APA
57
American Portfolios Advisors
New York
$12.2K – – –
VNA
58
Valley National Advisers
Pennsylvania
$8K – – –
S
59
SignatureFD
Georgia
$6K +$6.45K +100 New
GWM
60
Geneos Wealth Management
Colorado
– -$20.8M -331,138 Closed
Citadel Advisors
61
Citadel Advisors
Florida
– -$1.82M -28,156 Closed
Cetera Investment Advisers
62
Cetera Investment Advisers
Illinois
– -$963K -15,580 Closed
TRCT
63
Tower Research Capital (TRC)
New York
– -$789K -12,766 Closed
ASN
64
Advisory Services Network
Georgia
– -$90K -1,464 Closed
BWA
65
BDO Wealth Advisors
Florida
– -$39K -624 Closed
1 2
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UYG Hedge Fund Activity: Q3 2021 in Review

59 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in ProShares Ultra Financials (UYG) for Q3 2021, worth a combined $35.8M — down 39% from $58.6M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new UYG positions and 7 closed out — a net gain of 4 holders — while 9 added to existing stakes and 10 trimmed.

The largest buyer was Terra Nova Asset Management, opening a new position worth an estimated $930K. The largest seller was Geneos Wealth Management, exiting entirely with an estimated $20.8M sold.

  • 59 institutional investors held ProShares Ultra Financials (UYG) as of Q3 2021, up from 55 in Q2 2021.
  • Funds reported $35.8M of ProShares Ultra Financials stock for Q3 2021, down 39% quarter-over-quarter.
  • 11 funds opened new ProShares Ultra Financials positions in Q3 2021 and 7 closed out, a net change of +4 holders.
  • The largest ProShares Ultra Financials buyer in Q3 2021 was Terra Nova Asset Management, an estimated $930K added.
  • The largest ProShares Ultra Financials seller in Q3 2021 was Geneos Wealth Management, an estimated $20.8M sold.

Based on aggregated 13F filings for Q3 2021.