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ProShares Ultra Financials
UYG

45 hedge funds and large institutions have $14.8M invested in ProShares Ultra Financials in 2020 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 6 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more call options, than puts

Call options by funds: $2.91M | Put options by funds: $1.62M

33% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 6

23% more capital invested

Capital invested by funds: $12.1M → $14.8M (+$2.72M)

5% more funds holding

Funds holding: 43 → 45 (+2)

0.56% more ownership

Funds ownership: 2.71% → 3.27% (+0.56%)

50% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 12

Holders
45
Holders Change
+2
Holders Change %
+4.65%
% of All Funds
0.91%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
6
Reduced
12
Closed
6
Calls
$2.91M
Puts
$1.62M
Net Calls
+$1.29M
Net Calls Change
+$328K

Top Buyers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
+$3.24M
2
HighTower Advisors
HighTower Advisors
Illinois
+$287K
3
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
+$283K
4
CPIG
Chicago Partners Investment Group
Illinois
+$259K
5
MC
Mathes Company
New York
+$236K

Top Sellers

Rank Fund Capital Flow
1
TFA
Toth Financial Advisory
Virginia
-$798K
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$694K
3
XS
XR Securities
Illinois
-$264K
4
UBS Group
UBS Group
Switzerland
-$161K
5
BRC
Bell Rock Capital
Delaware
-$154K
Name Holding Trade Value Shares
Change 		Change in
Stake
AAP
26
Arax Advisory Partners
Colorado
$83K – – –
Morgan Stanley
27
Morgan Stanley
New York
$76K -$41.9K -1,330 -35%
ASN
28
Advisory Services Network
Georgia
$46K +$47.4K +1,504 New
KPCM
29
Kings Point Capital Management
New York
$37K -$16.8K -535 -31%
RFWA
30
RPg Family Wealth Advisory
Massachusetts
$33.4K – – –
FHA
31
Flagship Harbor Advisors
Massachusetts
$32K – – –
CAPTRUST Financial Advisors
32
CAPTRUST Financial Advisors
North Carolina
$22K – – –
US Bancorp
33
US Bancorp
Minnesota
$19K -$9.45K -300 -33%
CG
34
Cutler Group
California
$17K +$9.45K +300 +116%
PCM
35
Prelude Capital Management
New York
$17K +$16.8K +535 New
Fifth Third Bancorp
36
Fifth Third Bancorp
Ohio
$15K +$15.2K +484 New
TPWA
37
TRUE Private Wealth Advisors
Oregon
$14K – – –
HFM
38
Hartford Financial Management
Connecticut
$13K – – –
KFS
39
Kelly Financial Services
Massachusetts
$11.1K – – –
GWS
40
Glassman Wealth Services
Virginia
$7K – – –
NL
41
NVWM LLC
Pennsylvania
$6K – – –
APA
42
American Portfolios Advisors
New York
$5.93K – – –
UBS Group
43
UBS Group
Switzerland
$4K -$161K -5,106 -97%
VNA
44
Valley National Advisers
Pennsylvania
$4K – – –
HCP
45
Hexagon Capital Partners
Arkansas
$4K +$4.72K +150 New
XS
46
XR Securities
Illinois
– -$264K -9,084 Closed
CAN
47
Cetera Advisor Networks
California
– -$102K -3,524 Closed
PAG
48
Private Advisor Group
New Jersey
– -$87K -3,000 Closed
Northwestern Mutual Wealth Management
49
Northwestern Mutual Wealth Management
Wisconsin
– -$26K -900 Closed
BWM
50
BerganKDV Wealth Management
Minnesota
– -$4K -126 Closed
1
2
3

UYG Hedge Fund Activity: Q3 2020 in Review

45 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in ProShares Ultra Financials (UYG) for Q3 2020, worth a combined $14.8M — up 23% from $12.1M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new UYG positions and 6 closed out — a net gain of 2 holders — while 6 added to existing stakes and 12 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $3.24M. The largest seller was Toth Financial Advisory, cutting an estimated $798K.

  • 45 institutional investors held ProShares Ultra Financials (UYG) as of Q3 2020, up from 43 in Q2 2020.
  • Funds reported $14.8M of ProShares Ultra Financials stock for Q3 2020, up 23% quarter-over-quarter.
  • 8 funds opened new ProShares Ultra Financials positions in Q3 2020 and 6 closed out, a net change of +2 holders.
  • The largest ProShares Ultra Financials buyer in Q3 2020 was Citadel Advisors, an estimated $3.24M added.
  • The largest ProShares Ultra Financials seller in Q3 2020 was Toth Financial Advisory, an estimated $798K sold.

Based on aggregated 13F filings for Q3 2020.