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ProShares Ultra Financials
UYG

40 hedge funds and large institutions have $9.75M invested in ProShares Ultra Financials in 2020 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 8 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.93% less ownership

Funds ownership: 4.71% → 2.78% (-1.9%)

25% less call options, than puts

Call options by funds: $1.43M | Put options by funds: $1.9M

25% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 8

34% less funds holding

Funds holding: 61 → 40 (-21)

76% less capital invested

Capital invested by funds: $40.5M → $9.75M (-$30.7M)

83% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 23

Holders
40
Holders Change
-21
Holders Change %
-34.43%
% of All Funds
0.88%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
6
Reduced
8
Closed
23
Calls
$1.43M
Puts
$1.9M
Net Calls
-$473K
Net Calls Change
-$8.36M

Top Buyers

Rank Fund Capital Flow
1
PO
Private Ocean
California
+$342K
2
Citadel Advisors
Citadel Advisors
Florida
+$144K
3
Rockefeller Capital Management
Rockefeller Capital Management
New York
+$68K
4
CG
Cutler Group
California
+$61.6K
5
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$45.4K

Top Sellers

Rank Fund Capital Flow
1
GWM
Geneos Wealth Management
Colorado
-$6.03M
2
TFA
Toth Financial Advisory
Virginia
-$3.44M
3
LFAS
Level Four Advisory Services
Texas
-$876K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$844K
5
SBIA
Sheaff Brock Investment Advisors
Indiana
-$644K
Name Holding Trade Value Shares
Change 		Change in
Stake
RFWA
26
RPg Family Wealth Advisory
Massachusetts
$23.4K -$13.1K -288 -23%
Northwestern Mutual Wealth Management
27
Northwestern Mutual Wealth Management
Wisconsin
$21K – – –
US Bancorp
28
US Bancorp
Minnesota
$21K – – –
HFM
29
Hartford Financial Management
Connecticut
$10K – – –
KFS
30
Kelly Financial Services
Massachusetts
$8.54K – – –
GWS
31
Glassman Wealth Services
Virginia
$6K – – –
HPC
32
HM Payson & Co
Maine
$6K – – –
APA
33
American Portfolios Advisors
New York
$4.56K – – –
NL
34
NVWM LLC
Pennsylvania
$4K – – –
BWM
35
BerganKDV Wealth Management
Minnesota
$3K – – –
KPW
36
Kore Private Wealth
New York
$3K – – –
VNA
37
Valley National Advisers
Pennsylvania
$3K – – –
GWM
38
Geneos Wealth Management
Colorado
– -$6.03M -112,610 Closed
Susquehanna International Group
39
Susquehanna International Group
Pennsylvania
– -$844K -18,603 Closed
SBIA
40
Sheaff Brock Investment Advisors
Indiana
– -$644K -12,000 Closed
LPL Financial
41
LPL Financial
California
– -$518K -9,661 Closed
SMH
42
Sanders Morris Harris
Texas
– -$360K -9,000 Closed
RIG
43
Roosevelt Investment Group
New York
– -$415K -7,731 Closed
Royal Bank of Canada
44
Royal Bank of Canada
Ontario, Canada
– -$409K -7,622 Closed
Creative Planning
45
Creative Planning
Kansas
– -$348K -6,484 Closed
RJFSA
46
Raymond James Financial Services Advisors
Florida
– -$339K -6,323 Closed
HighTower Advisors
47
HighTower Advisors
Illinois
– -$304K -5,674 Closed
PGWM
48
Parisi Gray Wealth Management
New Jersey
– -$302K -5,632 Closed
NL
49
NWAM LLC
Washington
– -$295K -5,501 Closed
KCM
50
Karp Capital Management
California
– -$295K -5,490 Closed
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UYG Hedge Fund Activity: Q1 2020 in Review

40 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in ProShares Ultra Financials (UYG) for Q1 2020, worth a combined $9.75M — down 76% from $40.5M a quarter earlier.

Sellers outnumbered buyers: 23 funds closed out of UYG and 4 opened new positions — a net loss of 19 holders — while 8 trimmed existing stakes and 6 added.

The largest buyer was Private Ocean, opening a new position worth an estimated $342K. The largest seller was Geneos Wealth Management, exiting entirely with an estimated $6.03M sold.

  • 40 institutional investors held ProShares Ultra Financials (UYG) as of Q1 2020, down from 61 in Q4 2019.
  • Funds reported $9.75M of ProShares Ultra Financials stock for Q1 2020, down 76% quarter-over-quarter.
  • 4 funds opened new ProShares Ultra Financials positions in Q1 2020 and 23 closed out, a net change of -19 holders.
  • The largest ProShares Ultra Financials buyer in Q1 2020 was Private Ocean, an estimated $342K added.
  • The largest ProShares Ultra Financials seller in Q1 2020 was Geneos Wealth Management, an estimated $6.03M sold.

Based on aggregated 13F filings for Q1 2020.