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ProShares Ultra Financials
UYG

61 hedge funds and large institutions have $40.5M invested in ProShares Ultra Financials in 2019 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 8 increasing their positions, 17 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

814% more call options, than puts

Call options by funds: $8.85M | Put options by funds: $969K

220% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 5

22% more funds holding

Funds holding: 50 → 61 (+11)

0% less capital invested

Capital invested by funds: $40.5M → $40.5M (-$38.1K)

0.46% less ownership

Funds ownership: 5.17% → 4.71% (-0.46%)

53% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 17

Holders
61
Holders Change
+11
Holders Change %
+22%
% of All Funds
1.2%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
8
Reduced
17
Closed
5
Calls
$8.85M
Puts
$969K
Net Calls
+$7.88M
Net Calls Change
+$3.6M

Top Buyers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
+$1.56M
2
9WM
9258 Wealth Management
Ohio
+$1.25M
3
Simplex Trading
Simplex Trading
Illinois
+$740K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$362K
5
HighTower Advisors
HighTower Advisors
Illinois
+$282K

Top Sellers

Rank Fund Capital Flow
1
GWM
Geneos Wealth Management
Colorado
-$6.46M
2
TRCT
Tower Research Capital (TRC)
New York
-$1.36M
3
Jane Street
Jane Street
New York
-$826K
4
VF
Virtu Financial
New York
-$516K
5
PO
Private Ocean
California
-$378K
Name Holding Trade Value Shares
Change 		Change in
Stake
Creative Planning
26
Creative Planning
Kansas
$348K -$173K -3,478 -35%
RJFSA
27
Raymond James Financial Services Advisors
Florida
$339K -$63.9K -1,286 -17%
HighTower Advisors
28
HighTower Advisors
Illinois
$304K +$282K +5,674 New
PGWM
29
Parisi Gray Wealth Management
New Jersey
$302K – – –
KCM
30
Karp Capital Management
California
$295K – – –
NL
31
NWAM LLC
Washington
$295K +$99 +2 +0%
SW
32
SteelPeak Wealth
California
$230K +$214K +4,295 New
UBS Group
33
UBS Group
Switzerland
$212K +$43.7K +879 +29%
CAN
34
Cetera Advisor Networks
California
$200K +$185K +3,726 New
HNB
35
Huntington National Bank
Ohio
$177K – – –
AAP
36
Arax Advisory Partners
Colorado
$144K – – –
Wells Fargo
37
Wells Fargo
California
$107K -$50 -1 -0%
AG
38
Advisor Group
Arizona
$100K -$3.73K -75 -4%
KPCM
39
Kings Point Capital Management
New York
$93K – – –
TRCT
40
Tower Research Capital (TRC)
New York
$89K -$1.36M -27,329 -94%
ASN
41
Advisory Services Network
Georgia
$79K -$109K -2,196 -60%
RFWA
42
RPg Family Wealth Advisory
Massachusetts
$68.5K -$13.2K -265 -17%
FHA
43
Flagship Harbor Advisors
Massachusetts
$56K – – –
US Bancorp
44
US Bancorp
Minnesota
$48K -$29.8K -600 -40%
Northwestern Mutual Wealth Management
45
Northwestern Mutual Wealth Management
Wisconsin
$48K – – –
NFG
46
Next Financial Group
Texas
$42K – – –
CFA
47
Carroll Financial Associates
North Carolina
$35K – – –
CFGS
48
Concourse Financial Group Securities
Alabama
$31K +$28.6K +576 New
HFM
49
Hartford Financial Management
Connecticut
$23K – – –
KFS
50
Kelly Financial Services
Massachusetts
$19.3K – – –
1
2
3

UYG Hedge Fund Activity: Q4 2019 in Review

61 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in ProShares Ultra Financials (UYG) for Q4 2019, worth a combined $40.5M — down 0.09% from $40.5M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new UYG positions and 5 closed out — a net gain of 11 holders — while 8 added to existing stakes and 17 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $1.56M. The largest seller was Geneos Wealth Management, cutting an estimated $6.46M.

  • 61 institutional investors held ProShares Ultra Financials (UYG) as of Q4 2019, up from 50 in Q3 2019.
  • Funds reported $40.5M of ProShares Ultra Financials stock for Q4 2019, down 0.09% quarter-over-quarter.
  • 16 funds opened new ProShares Ultra Financials positions in Q4 2019 and 5 closed out, a net change of +11 holders.
  • The largest ProShares Ultra Financials buyer in Q4 2019 was Citadel Advisors, an estimated $1.56M added.
  • The largest ProShares Ultra Financials seller in Q4 2019 was Geneos Wealth Management, an estimated $6.46M sold.

Based on aggregated 13F filings for Q4 2019.