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ProShares Ultra Financials
UYG

50 hedge funds and large institutions have $40.5M invested in ProShares Ultra Financials in 2019 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 16 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

99% more call options, than puts

Call options by funds: $8.6M | Put options by funds: $4.32M

4% more capital invested

Capital invested by funds: $39M → $40.5M (+$1.57M)

0.32% more ownership

Funds ownership: 4.85% → 5.17% (+0.32%)

14% less funds holding

Funds holding: 58 → 50 (-8)

63% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 16

67% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 12

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
50
Holders Change
-8
Holders Change %
-13.79%
% of All Funds
1.1%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
4
Increased
6
Reduced
16
Closed
12
Calls
$8.6M
Puts
$4.32M
Net Calls
+$4.28M
Net Calls Change
-$352K

Top Buyers

Rank Fund Capital Flow
1
GWM
Geneos Wealth Management
Colorado
+$5.27M
2
Citadel Advisors
Citadel Advisors
Florida
+$2.2M
3
Jane Street
Jane Street
New York
+$760K
4
VF
Virtu Financial
New York
+$504K
5
PO
Private Ocean
California
+$369K

Top Sellers

Rank Fund Capital Flow
1
KCM
Karp Capital Management
California
-$4.88M
2
BRC
Bell Rock Capital
Delaware
-$2.14M
3
TRCT
Tower Research Capital (TRC)
New York
-$708K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$371K
5
PWAP
Private Wealth Advisors (Pennsylvania)
Pennsylvania
-$246K
Name Holding Trade Value Shares
Change 		Change in
Stake
RJFSA
26
Raymond James Financial Services Advisors
Florida
$357K -$103K -2,250 -23%
PGWM
27
Parisi Gray Wealth Management
New Jersey
$264K – – –
NL
28
NWAM LLC
Washington
$258K +$46 +1 +0%
KCM
29
Karp Capital Management
California
$257K -$4.88M -106,698 -95%
TSS
30
Two Sigma Securities
New York
$227K -$51.4K -1,124 -19%
ASN
31
Advisory Services Network
Georgia
$165K – – –
HNB
32
Huntington National Bank
Ohio
$155K – – –
UBS Group
33
UBS Group
Switzerland
$145K -$50.2K -1,097 -26%
AAP
34
Arax Advisory Partners
Colorado
$126K – – –
CAM
35
CenterStar Asset Management
Illinois
$121K – – –
Wells Fargo
36
Wells Fargo
California
$94K – – –
AG
37
Advisor Group
Arizona
$91K – – –
KPCM
38
Kings Point Capital Management
New York
$81K -$46 -1 -0.1%
RFWA
39
RPg Family Wealth Advisory
Massachusetts
$72.3K +$6.32K +138 +10%
US Bancorp
40
US Bancorp
Minnesota
$70K – – –
FHA
41
Flagship Harbor Advisors
Massachusetts
$49K – – –
Northwestern Mutual Wealth Management
42
Northwestern Mutual Wealth Management
Wisconsin
$42K – – –
NFG
43
Next Financial Group
Texas
$36K -$11K -240 -24%
CAPTRUST Financial Advisors
44
CAPTRUST Financial Advisors
North Carolina
$32K – – –
CFA
45
Carroll Financial Associates
North Carolina
$30K – – –
HFM
46
Hartford Financial Management
Connecticut
$20K – – –
KFS
47
Kelly Financial Services
Massachusetts
$16.9K – – –
Royal Bank of Canada
48
Royal Bank of Canada
Ontario, Canada
$16K +$15.4K +336 New
HPC
49
HM Payson & Co
Maine
$11K – – –
APA
50
American Portfolios Advisors
New York
$9.01K – – –
1
2
3

UYG Hedge Fund Activity: Q3 2019 in Review

50 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in ProShares Ultra Financials (UYG) for Q3 2019, worth a combined $40.5M — up 4% from $39M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of UYG and 4 opened new positions — a net loss of 8 holders — while 16 trimmed existing stakes and 6 added.

The largest buyer was Geneos Wealth Management, adding an estimated $5.27M. The largest seller was Karp Capital Management, cutting an estimated $4.88M.

  • 50 institutional investors held ProShares Ultra Financials (UYG) as of Q3 2019, down from 58 in Q2 2019.
  • Funds reported $40.5M of ProShares Ultra Financials stock for Q3 2019, up 4% quarter-over-quarter.
  • 4 funds opened new ProShares Ultra Financials positions in Q3 2019 and 12 closed out, a net change of -8 holders.
  • The largest ProShares Ultra Financials buyer in Q3 2019 was Geneos Wealth Management, an estimated $5.27M added.
  • The largest ProShares Ultra Financials seller in Q3 2019 was Karp Capital Management, an estimated $4.88M sold.

Based on aggregated 13F filings for Q3 2019.