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ProShares Ultra Financials
UYG

51 hedge funds and large institutions have $42.7M invested in ProShares Ultra Financials in 2017 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% more capital invested

Capital invested by funds: $42.2M → $42.7M (+$483K)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

0.39% less ownership

Funds ownership: 15.24% → 14.85% (-0.39%)

7% less funds holding

Funds holding: 55 → 51 (-4)

11% less call options, than puts

Call options by funds: $5.79M | Put options by funds: $6.54M

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

33% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 15

Holders
51
Holders Change
-4
Holders Change %
-7.27%
% of All Funds
1.27%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
5
Increased
10
Reduced
15
Closed
6
Calls
$5.79M
Puts
$6.54M
Net Calls
-$746K
Net Calls Change
-$3.89M

Top Buyers

Rank Fund Capital Flow
1
OIM
Orca Investment Management
Oregon
+$1.12M
2
ACM
Avalon Capital Management
California
+$872K
3
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
+$320K
4
TFA
Toth Financial Advisory
Virginia
+$267K
5
PWAP
Private Wealth Advisors (Pennsylvania)
Pennsylvania
+$194K

Top Sellers

Rank Fund Capital Flow
1
TRCT
Tower Research Capital (TRC)
New York
-$1.27M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.07M
3
Bank of America
Bank of America
North Carolina
-$707K
4
Wolverine Trading
Wolverine Trading
Illinois
-$553K
5
Simplex Trading
Simplex Trading
Illinois
-$364K
Name Holding Trade Value Shares
Change 		Change in
Stake
CDIA
26
Capital Directions Investment Advisors
Georgia
$344K – – –
CIBC Private Wealth Group
27
CIBC Private Wealth Group
Georgia
$339K +$320K +9,000 New
USGIU
28
U.S. Global Investors (USGI)
Texas
$316K – – –
EWA
29
Exencial Wealth Advisors
Oklahoma
$307K -$10.7K -300 -4%
KF
30
Krilogy Financial
Missouri
$276K -$25.6K -720 -9%
PWAP
31
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$206K +$194K +5,469 New
NL
32
NWAM LLC
Washington
$200K +$189K +5,322 New
ASN
33
Advisory Services Network
Georgia
$138K – – –
HNB
34
Huntington National Bank
Ohio
$124K – – –
Wells Fargo
35
Wells Fargo
California
$95K -$107 -3 -0.1%
Barclays
36
Barclays
United Kingdom
$80K +$71.5K +2,013 +1,974%
Goldman Sachs
37
Goldman Sachs
New York
$63K +$9.38K +264 +19%
AG
38
Advisor Group
Arizona
$56K – – –
Thrivent Financial for Lutherans
39
Thrivent Financial for Lutherans
Minnesota
$56K +$53.3K +1,500 New
KPCM
40
Kings Point Capital Management
New York
$50K – – –
RPG
41
Risk Paradigm Group
Texas
$30.6K -$37K -1,041 -56%
CFA
42
Carroll Financial Associates
North Carolina
$25K – – –
TDC
43
Thompson Davis & Co
Virginia
$23K – – –
IIC
44
Integrated Investment Consultants
Michigan
$16K – – –
VIA
45
Vantage Investment Advisors
Pennsylvania
$16K – – –
HFM
46
Hartford Financial Management
Connecticut
$15K – – –
WA
47
WealthTrust-Arizona
Arizona
$15K +$1.07K +30 +8%
IA
48
IFP Advisors
Florida
$12K -$32.2K -906 -75%
CG
49
Cutler Group
California
$11K -$53.4K -1,503 -83%
VNA
50
Valley National Advisers
Pennsylvania
$5K – – –
1
2
3

UYG Hedge Fund Activity: Q3 2017 in Review

51 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in ProShares Ultra Financials (UYG) for Q3 2017, worth a combined $42.7M — up 1.1% from $42.2M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of UYG and 5 opened new positions — a net loss of 1 holder — while 15 trimmed existing stakes and 10 added.

The largest buyer was Orca Investment Management, opening a new position worth an estimated $1.12M. The largest seller was Tower Research Capital (TRC), cutting an estimated $1.27M.

  • 51 institutional investors held ProShares Ultra Financials (UYG) as of Q3 2017, down from 55 in Q2 2017.
  • Funds reported $42.7M of ProShares Ultra Financials stock for Q3 2017, up 1.1% quarter-over-quarter.
  • 5 funds opened new ProShares Ultra Financials positions in Q3 2017 and 6 closed out, a net change of -1 holder.
  • The largest ProShares Ultra Financials buyer in Q3 2017 was Orca Investment Management, an estimated $1.12M added.
  • The largest ProShares Ultra Financials seller in Q3 2017 was Tower Research Capital (TRC), an estimated $1.27M sold.

Based on aggregated 13F filings for Q3 2017.