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Innovator US Equity Ultra Buffer ETF September
USEP

77 hedge funds and large institutions have $143M invested in Innovator US Equity Ultra Buffer ETF September in 2024 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 13 increasing their positions, 20 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 1 → 3 (+2)

180% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 5

45% more capital invested

Capital invested by funds: $98.1M → $143M (+$44.5M)

17.7% more ownership

Funds ownership: 64.2% → 81.9% (+18%)

12% more funds holding

Funds holding: 69 → 77 (+8)

35% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 20

Holders
77
Holders Change
+8
Holders Change %
+11.59%
% of All Funds
1.01%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.04%
New
14
Increased
13
Reduced
20
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BCM
Brookstone Capital Management
Illinois
+$11.1M
2
TPW
Talon Private Wealth
Florida
+$9.72M
3
ASN
Advisory Services Network
Georgia
+$1.31M
4
SAG
SageView Advisory Group
California
+$1.02M
5
OMC
Old Mission Capital
Illinois
+$645K

Top Sellers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$966K
2
KWA
Kellett Wealth Advisors
Ohio
-$709K
3
WFAG
Worth Financial Advisory Group
North Carolina
-$240K
4
HWM
HFG Wealth Management
Texas
-$230K
5
GS
GTS Securities
New York
-$227K
Name Holding Trade Value Shares
Change 		Change in
Stake
FCFC
26
First Commonwealth Financial Corp
Pennsylvania
$680K – – –
MML Investors Services
27
MML Investors Services
Massachusetts
$676K -$1.58K -45 -0.2%
OMC
28
Old Mission Capital
Illinois
$647K +$645K +18,376 New
BFC
29
Bedel Financial Consulting
Indiana
$522K – – –
HI
30
Harbour Investments
Wisconsin
$514K +$23.7K +676 +5%
GSIAS
31
Garden State Investment Advisory Services
New Jersey
$507K -$105K -3,000 -17%
WTFG
32
Wood Tarver Financial Group
Idaho
$495K +$494K +14,077 New
PAS
33
PKS Advisory Services
New York
$489K +$487K +13,880 New
OCFG
34
O'Connor Financial Group
Illinois
$475K +$9.31K +265 +2%
AF
35
Allworth Financial
California
$459K -$25.3K -720 -5%
Raymond James Financial
36
Raymond James Financial
Florida
$456K +$455K +12,964 New
OWA
37
Outlook Wealth Advisors
Texas
$442K -$105 -3 -0%
CA
38
Continuum Advisory
Idaho
$428K -$42.8K -1,218 -9%
Jane Street
39
Jane Street
New York
$407K +$406K +11,563 New
AAS
40
Avantax Advisory Services
Texas
$404K – – –
Wealth Enhancement Advisory Services
41
Wealth Enhancement Advisory Services
Minnesota
$385K -$10.5K -300 -3%
CWAF
42
Core Wealth Advisors (Florida)
Florida
$375K – – –
AWM
43
AE Wealth Management
Kansas
$366K +$1.65K +47 +0.5%
W
44
WorthPointe
California
$360K +$359K +10,226 New
AWM
45
Atticus Wealth Management
Florida
$352K – – –
AIC
46
Archer Investment Corporation
Indiana
$343K -$19.4K -553 -5%
CWG
47
Cornerstone Wealth Group
North Carolina
$331K – – –
ACM
48
AlphaStar Capital Management
North Carolina
$330K +$330K +9,388 New
FA
49
Fermata Advisors
California
$325K -$492 -14 -0.2%
MFG
50
MTM Financial Group
Pennsylvania
$322K – – –
1
2
3 4

USEP Hedge Fund Activity: Q4 2024 in Review

77 of the 7,593 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF September (USEP) for Q4 2024, worth a combined $143M — up 45% from $98.1M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new USEP positions and 5 closed out — a net gain of 9 holders — while 13 added to existing stakes and 20 trimmed.

The largest buyer was Brookstone Capital Management, adding an estimated $11.1M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $966K sold.

  • 77 institutional investors held Innovator US Equity Ultra Buffer ETF September (USEP) as of Q4 2024, up from 69 in Q3 2024.
  • Funds reported $143M of Innovator US Equity Ultra Buffer ETF September stock for Q4 2024, up 45% quarter-over-quarter.
  • 14 funds opened new Innovator US Equity Ultra Buffer ETF September positions in Q4 2024 and 5 closed out, a net change of +9 holders.
  • The largest Innovator US Equity Ultra Buffer ETF September buyer in Q4 2024 was Brookstone Capital Management, an estimated $11.1M added.
  • The largest Innovator US Equity Ultra Buffer ETF September seller in Q4 2024 was Susquehanna International Group, an estimated $966K sold.

Based on aggregated 13F filings for Q4 2024.