Allworth Financial’s Innovator US Equity Ultra Buffer ETF September USEP Stock Holding History

Allworth Financial’s Portfolio USEP Stock Details USEP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$378K	Hold	9,156	–	–	﹤0.01%	1195
2026 Q2	$378K	Sell	9,156 -1,948	-18%	-$79.2K	﹤0.01%	1128
2026 Q1	$429K	Sell	11,104 -334	-3%	-$13.1K	﹤0.01%	1016
2025 Q4	$450K	Sell	11,438 -333	-3%	-$13K	﹤0.01%	972
2025 Q3	$455K	Sell	11,771 -661	-5%	-$25K	﹤0.01%	927
2025 Q2	$458K	Sell	12,432 -226	-2%	-$7.91K	﹤0.01%	862
2025 Q1	$430K	Sell	12,658 -146	-1%	-$5.15K	﹤0.01%	714
2024 Q4	$459K	Sell	12,804 -720	-5%	-$25.3K	﹤0.01%	713
2024 Q3	$470K	Sell	13,524 -266	-2%	-$9.06K	﹤0.01%	588
2024 Q2	$468K	Buy	+13,790	New	+$457K	﹤0.01%	582

Other funds holding USEP

Brookstone Capital Management Wheaton, Illinois $10.1B AUM 17.94% 1-Year Est. Return

Sovran Advisors San Diego, California $1.45B AUM 13.87% 1-Year Est. Return

Kellett Wealth Advisors Cincinnati, Ohio $273M AUM 15.92% 1-Year Est. Return

SignatureFD Atlanta, Georgia $7.76B AUM 16.09% 1-Year Est. Return

Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 15.9% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $83.6B AUM 19.78% 1-Year Est. Return

CVA

Central Valley Advisors Sacramento, California $372M AUM 14.86% 1-Year Est. Return

KFG Wealth Management Granger, Indiana $922M AUM 10.87% 1-Year Est. Return

Concurrent Investment Advisors Tampa, Florida $14.5B AUM 24.52% 1-Year Est. Return

Allworth Financial's USEP Position: Q3 2026 in Review

Allworth Financial held its Innovator US Equity Ultra Buffer ETF September (USEP) position steady in Q3 2026 at 9,156 shares worth $378K. The position accounts for ﹤0.01% of the portfolio, ranked #1195.

Allworth Financial first reported a position in USEP in Q2 2024 and has held it in 10 quarters since. The position peaked at $470K in Q3 2024. 63 funds tracked by Wall St. Rank hold USEP as of Q3 2026.

Allworth Financial held 9,156 shares of Innovator US Equity Ultra Buffer ETF September worth $378K as of Q3 2026.
Allworth Financial left its Innovator US Equity Ultra Buffer ETF September share count unchanged in Q3 2026.
Innovator US Equity Ultra Buffer ETF September made up ﹤0.01% of Allworth Financial's portfolio in Q3 2026, its #1195 holding.
Allworth Financial first reported a position in Innovator US Equity Ultra Buffer ETF September in Q2 2024 and has held it in 10 quarters since.
Allworth Financial's Innovator US Equity Ultra Buffer ETF September position peaked at $470K in Q3 2024.
63 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF September as of Q3 2026.

Based on Allworth Financial's 13F filing for Q3 2026, filed 6 Nov 2026.