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Innovator US Equity Ultra Buffer ETF September
USEP

54 hedge funds and large institutions have $69.6M invested in Innovator US Equity Ultra Buffer ETF September in 2023 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 14 increasing their positions, 14 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 7

21.18% more ownership

Funds ownership: 66.85% → 88.03% (+21%)

19% more capital invested

Capital invested by funds: $58.3M → $69.6M (+$11.3M)

15% more funds holding

Funds holding: 47 → 54 (+7)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 14

Holders
54
Holders Change
+7
Holders Change %
+14.89%
% of All Funds
0.79%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
14
Increased
14
Reduced
14
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SAG
SageView Advisory Group
California
+$13.3M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$3.74M
3
IWM
IHT Wealth Management
Illinois
+$1.4M
4
KAS
Kestra Advisory Services
Texas
+$1.27M
5
KWM
KFG Wealth Management
Indiana
+$917K

Top Sellers

Rank Fund Capital Flow
1
OWA
Outlook Wealth Advisors
Texas
-$2.27M
2
CFS
CGC Financial Services
Oregon
-$817K
3
OMC
Old Mission Capital
Illinois
-$476K
4
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services
Minnesota
-$470K
5
FA
Fermata Advisors
California
-$464K
Name Holding Trade Value Shares
Change 		Change in
Stake
BFC
26
Bedel Financial Consulting
Indiana
$457K – – –
AAS
27
Avantax Advisory Services
Texas
$445K -$193K -6,444 -31%
CA
28
Continuum Advisory
Idaho
$401K +$384K +12,791 New
AWM
29
AE Wealth Management
Kansas
$355K +$110K +3,673 +49%
AWM
30
Atticus Wealth Management
Florida
$313K – – –
TC
31
TownSquare Capital
Utah
$307K +$77.9K +2,594 +36%
BFG
32
Berger Financial Group
Minnesota
$300K +$288K +9,594 New
CWG
33
Cornerstone Wealth Group
North Carolina
$295K – – –
MFG
34
MTM Financial Group
Pennsylvania
$287K – – –
MMA
35
Miracle Mile Advisors
California
$282K – – –
RJFSA
36
Raymond James Financial Services Advisors
Florida
$277K +$266K +8,855 New
HWM
37
HFG Wealth Management
Texas
$229K +$220K +7,312 New
Morgan Stanley
38
Morgan Stanley
New York
$219K +$105K +3,500 +100%
FA
39
FC Advisory
Pennsylvania
$215K -$300 -10 -0.1%
VWA
40
Visionary Wealth Advisors
Illinois
$213K +$204K +6,804 New
HI
41
Harbour Investments
Wisconsin
$204K -$37.7K -1,254 -16%
SWA
42
Strata Wealth Advisors
Texas
$201K +$193K +6,414 New
WFAG
43
Worth Financial Advisory Group
North Carolina
$200K +$192K +6,400 New
SWM
44
Sugarloaf Wealth Management
Georgia
$195K – – –
WP
45
WealthShield Partners
North Carolina
$178K -$991 -33 -0.6%
APW
46
Atlantic Private Wealth
North Carolina
$110K +$105K +3,500 New
SPIA
47
Steward Partners Investment Advisory
New York
$105K +$101K +3,368 New
DFA
48
DHJJ Financial Advisors
Illinois
$99.9K – – –
Bank of Montreal
49
Bank of Montreal
Ontario, Canada
$28.2K – – –
CFS
50
CGC Financial Services
Oregon
$18.6K -$817K -27,195 -98%
1
2
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USEP Hedge Fund Activity: Q4 2023 in Review

54 of the 6,863 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF September (USEP) for Q4 2023, worth a combined $69.6M — up 19% from $58.3M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new USEP positions and 7 closed out — a net gain of 7 holders — while 14 added to existing stakes and 14 trimmed.

The largest buyer was SageView Advisory Group, opening a new position worth an estimated $13.3M. The largest seller was Outlook Wealth Advisors, cutting an estimated $2.27M.

  • 54 institutional investors held Innovator US Equity Ultra Buffer ETF September (USEP) as of Q4 2023, up from 47 in Q3 2023.
  • Funds reported $69.6M of Innovator US Equity Ultra Buffer ETF September stock for Q4 2023, up 19% quarter-over-quarter.
  • 14 funds opened new Innovator US Equity Ultra Buffer ETF September positions in Q4 2023 and 7 closed out, a net change of +7 holders.
  • The largest Innovator US Equity Ultra Buffer ETF September buyer in Q4 2023 was SageView Advisory Group, an estimated $13.3M added.
  • The largest Innovator US Equity Ultra Buffer ETF September seller in Q4 2023 was Outlook Wealth Advisors, an estimated $2.27M sold.

Based on aggregated 13F filings for Q4 2023.