Morgan Stanley’s Innovator US Equity Ultra Buffer ETF September USEP Stock Holding History

Morgan Stanley’s Portfolio USEP Stock Details USEP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-3,500	Closed	-$129K	–	8384
2025 Q2	$129K	Hold	3,500	–	–	﹤0.01%	6034
2025 Q1	$120K	Hold	3,500	–	–	﹤0.01%	5929
2024 Q4	$123K	Hold	3,500	–	–	﹤0.01%	5974
2024 Q3	$122K	Hold	3,500	–	–	﹤0.01%	5925
2024 Q2	$118K	Hold	3,500	–	–	﹤0.01%	5904
2024 Q1	$115K	Sell	3,500 -3,500	-50%	-$112K	﹤0.01%	5933
2023 Q4	$219K	Buy	7,000 +3,500	+100%	+$105K	﹤0.01%	5906
2023 Q3	$102K	Hold	3,500	–	–	﹤0.01%	5881
2023 Q2	$103K	Sell	3,500 -1,000	-22%	-$28.1K	﹤0.01%	5941
2023 Q1	$124K	Buy	4,500 +1,000	+29%	+$27K	﹤0.01%	5929
2022 Q4	$92.4K	Hold	3,500	–	–	﹤0.01%	6011
2022 Q3	$89K	Hold	3,500	–	–	﹤0.01%	6142
2022 Q2	$93K	Hold	3,500	–	–	﹤0.01%	6314
2022 Q1	$99K	Hold	3,500	–	–	﹤0.01%	6319
2021 Q4	$100K	Hold	3,500	–	–	﹤0.01%	6437
2021 Q3	$97K	Sell	3,500 -425	-11%	-$12K	﹤0.01%	6402
2021 Q2	$110K	Hold	3,925	–	–	﹤0.01%	6309
2021 Q1	$108K	Hold	3,925	–	–	﹤0.01%	5966
2020 Q4	$107K	Buy	+3,925	New	+$104K	﹤0.01%	5880

Other funds holding USEP

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

Sovran Advisors San Diego, California $1.27B AUM 18.55% 1-Year Est. Return

KWA

Kellett Wealth Advisors Cincinnati, Ohio $215M AUM 22.03% 1-Year Est. Return

SignatureFD Atlanta, Georgia $7.49B AUM 24.82% 1-Year Est. Return

PCA

Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 23.67% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

KWM

KFG Wealth Management Granger, Indiana $886M AUM 15.98% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

SWM

Spire Wealth Management Mclean, Virginia $3.31B AUM 38.78% 1-Year Est. Return

Morgan Stanley's USEP Position: Q3 2025 in Review

Morgan Stanley sold out of Innovator US Equity Ultra Buffer ETF September (USEP) in Q3 2025, closing a stake of 3,500 shares — an estimated $129K sold.

Morgan Stanley first reported a position in USEP in Q4 2020 and held it in 19 quarters. The position peaked at $219K in Q4 2023. 77 funds tracked by Wall St. Rank hold USEP as of Q3 2025.

Morgan Stanley reported no remaining Innovator US Equity Ultra Buffer ETF September position as of Q3 2025 after selling out during the quarter.
Morgan Stanley sold 3,500 Innovator US Equity Ultra Buffer ETF September shares in Q3 2025, an estimated $129K.
Morgan Stanley first reported a position in Innovator US Equity Ultra Buffer ETF September in Q4 2020 and held it in 19 quarters.
Morgan Stanley's Innovator US Equity Ultra Buffer ETF September position peaked at $219K in Q4 2023.
77 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF September as of Q3 2025.

Based on Morgan Stanley's 13F filing for Q3 2025, filed 14 Nov 2025.