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Innovator US Equity Ultra Buffer ETF September
USEP

Overview Fund Activity

46 hedge funds and large institutions have $58.1M invested in Innovator US Equity Ultra Buffer ETF September in 2023 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
46
Holders Change
+2
Holders Change %
+4.55%
% of All Funds
0.73%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
11
Increased
12
Reduced
11
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BCM
Brookstone Capital Management
Illinois
+$11.8M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$2.67M
3
Osaic Holdings
Osaic Holdings
Arizona
+$1.07M
4
CFS
CGC Financial Services
Oregon
+$813K
5
KWM
KFG Wealth Management
Indiana
+$735K

Top Sellers

1
PCA
Prosperity Capital Advisors
Ohio
-$1.32M
2
KAS
Kestra Advisory Services
Texas
-$1.07M
3
OWA
Outlook Wealth Advisors
Texas
-$1.05M
4
GS
GTS Securities
New York
-$946K
5
DIM
Delta Investment Management
California
-$809K
Name Holding Trade Value Shares
Change 		Shares
Change %
KAS
26
Kestra Advisory Services
Texas
$380K -$1.07M -36,400 -74%
MAM
27
Milestone Asset Management
Pennsylvania
$349K +$349K +11,946 New
AWM
28
Atticus Wealth Management
Florida
$293K – – –
CWG
29
Cornerstone Wealth Group
North Carolina
$276K – – –
MMA
30
Miracle Mile Advisors
California
$264K – – –
FIA
31
Foundations Investment Advisors
Arizona
$237K +$237K +8,087 New
HI
32
Harbour Investments
Wisconsin
$228K – – –
AWM
33
AE Wealth Management
Kansas
$219K -$15.5K -528 -7%
TC
34
TownSquare Capital
Utah
$211K +$211K +7,199 New
FA
35
FC Advisory
Pennsylvania
$201K – – –
SWM
36
Sugarloaf Wealth Management
Georgia
$183K – – –
WP
37
WealthShield Partners
North Carolina
$167K +$167K +5,715 New
Morgan Stanley
38
Morgan Stanley
New York
$102K – – –
DFA
39
DHJJ Financial Advisors
Illinois
$93.4K +$93.4K +3,190 New
IA
40
IFP Advisors
Florida
$61.4K – – –
Bank of Montreal
41
Bank of Montreal
Ontario, Canada
$26.9K +$12K +400 +80%
Carson Wealth (CWM LLC)
42
Carson Wealth (CWM LLC)
Nebraska
$19K -$5.3K -179 -22%
CPG
43
Cornerstone Planning Group
New Jersey
$18.9K +$18.9K +647 New
Royal Bank of Canada
44
Royal Bank of Canada
Ontario, Canada
$15K +$15K +511 New
NFSG
45
Newbridge Financial Services Group
Florida
$2.17K – – –
UBS Group
46
UBS Group
Switzerland
$29 -$46.4K -1,600 -100%
GS
47
GTS Securities
New York
– -$946K -32,295 Closed
DIM
48
Delta Investment Management
California
– -$809K -27,604 Closed
Goldman Sachs
49
Goldman Sachs
New York
– -$587K -20,038 Closed
Cetera Investment Advisers
50
Cetera Investment Advisers
Illinois
– -$358K -12,215 Closed
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