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Innovator US Equity Ultra Buffer ETF September

48 hedge funds and large institutions have $78.4M invested in Innovator US Equity Ultra Buffer ETF September in 2023 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 9 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 3

14% more funds holding

Funds holding: 4248 (+6)

5.99% more ownership

Funds ownership: 65.55%71.54% (+6%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

44% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 16

94% less capital invested

Capital invested by funds: $1.43B → $78.4M (-$1.35B)

Holders
48
Holders Change
+6
Holders Change %
+14.29%
% of All Funds
0.76%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
9
Increased
9
Reduced
16
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MMA
26
Miracle Mile Advisors
California
$289K -$15.6M -578,161 -98%
MCC
27
Money Concepts Capital
Florida
$288K -$258K -9,554 -24%
AWM
28
Atticus Wealth Management
Florida
$275K
MFG
29
MTM Financial Group
Pennsylvania
$252K
Susquehanna International Group
30
Susquehanna International Group
Pennsylvania
$247K +$243K +8,988 New
CA
31
Cetera Advisors
Colorado
$239K +$234K +8,679 New
HI
32
Harbour Investments
Wisconsin
$214K -$47.8K -1,770 -19%
RPGK
33
Retirement Planning Group (Kansas)
Kansas
$207K +$203K +7,532 New
SWM
34
Sugarloaf Wealth Management
Georgia
$172K
Morgan Stanley
35
Morgan Stanley
New York
$124K +$27K +1,000 +29%
UBS Group
36
UBS Group
Switzerland
$101K -$16.4K -609 -14%
WP
37
WealthPLAN Partners
Nebraska
$98.3K +$96.5K +3,575 New
SWM
38
Spire Wealth Management
Virginia
$63.2K
AWM
39
Avior Wealth Management
Nebraska
$55K +$54K +2,000 New
IA
40
IFP Advisors
Florida
$51.6K -$139K -5,131 -71%
AAP
41
Arax Advisory Partners
Colorado
$29.2K
SHIM
42
Stone House Investment Management
Pennsylvania
$25.3K +$24.8K +920 New
Carson Wealth (CWM LLC)
43
Carson Wealth (CWM LLC)
Nebraska
$23K -$7.48K -277 -25%
Bank of Montreal
44
Bank of Montreal
Ontario, Canada
$13.7K
NFSG
45
Newbridge Financial Services Group
Florida
$2.04K
AAS
46
Ameritas Advisory Services
Nebraska
$1.39K +$1.35K +50 New
IF
47
Integrity Financial
Wyoming
$1.04K
Commonwealth Equity Services
48
Commonwealth Equity Services
Massachusetts
$706 +$19.1K +708 +3%
HighTower Advisors
49
HighTower Advisors
Illinois
-$902K -34,156 Closed
MML Investors Services
50
MML Investors Services
Massachusetts
-$295K -11,179 Closed

USEP Hedge Fund Activity: Q1 2023 in Review

48 of the 6,276 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF September (USEP) for Q1 2023, worth a combined $78.4M — down 94% from $1.43B a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new USEP positions and 3 closed out — a net gain of 6 holders — while 9 added to existing stakes and 16 trimmed.

The largest buyer was AE Wealth Management, adding an estimated $3.48M. The largest seller was Miracle Mile Advisors, cutting an estimated $15.6M.

  • 48 institutional investors held Innovator US Equity Ultra Buffer ETF September (USEP) as of Q1 2023, up from 42 in Q4 2022.
  • Funds reported $78.4M of Innovator US Equity Ultra Buffer ETF September stock for Q1 2023, down 94% quarter-over-quarter.
  • 9 funds opened new Innovator US Equity Ultra Buffer ETF September positions in Q1 2023 and 3 closed out, a net change of +6 holders.
  • The largest Innovator US Equity Ultra Buffer ETF September buyer in Q1 2023 was AE Wealth Management, an estimated $3.48M added.
  • The largest Innovator US Equity Ultra Buffer ETF September seller in Q1 2023 was Miracle Mile Advisors, an estimated $15.6M sold.

Based on aggregated 13F filings for Q1 2023.