USEP icon

Innovator US Equity Ultra Buffer ETF September
USEP

Overview Fund Activity

41 hedge funds and large institutions have $1.43B invested in Innovator US Equity Ultra Buffer ETF September in 2022 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 11 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
41
Holders Change
+3
Holders Change %
+7.89%
% of All Funds
0.66%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
9
Increased
11
Reduced
12
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
OWA
Outlook Wealth Advisors
Texas
$18.4M
2
MMA
Miracle Mile Advisors
California
$15.5M
3
AWM
AE Wealth Management
Kansas
$11.3M
4
OMC
Old Mission Capital
Illinois
$1.21M
5
ST
Sageworth Trust
Pennsylvania
$21.8M

Top Sellers

1
AWA
Arete Wealth Advisors
Illinois
$1.33B
2
AWM
Axxcess Wealth Management
California
$0
3
Jane Street
Jane Street
New York
$0
4
AIC
Archer Investment Corporation
Indiana
$3.8M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
$425K
Name Holding Trade Value Shares
Change 		Shares
Change %
CWG
26
Cornerstone Wealth Group
North Carolina
$373K – – –
AAS
27
Avantax Advisory Services
Texas
$351K +$20.3K +770 +6%
MML Investors Services
28
MML Investors Services
Massachusetts
$295K +$295K +11,179 New
FA
29
Fermata Advisors
California
$290K -$593K -22,465 -67%
AWM
30
Atticus Wealth Management
Florida
$264K +$264K +10,000 New
HI
31
Harbour Investments
Wisconsin
$252K +$3.93K +149 +2%
IA
32
IFP Advisors
Florida
$178K +$31.5K +1,278 +21%
SWM
33
Sugarloaf Wealth Management
Georgia
$165K – – –
UBS Group
34
UBS Group
Switzerland
$113K +$113K +4,293 New
Morgan Stanley
35
Morgan Stanley
New York
$92.4K – – –
SWM
36
Spire Wealth Management
Virginia
$61K – – –
Carson Wealth (CWM LLC)
37
Carson Wealth (CWM LLC)
Nebraska
$29K -$22.1K -835 -43%
AAP
38
Arax Advisory Partners
Colorado
$28.1K – – –
Bank of Montreal
39
Bank of Montreal
Ontario, Canada
$13.2K – – –
NFSG
40
Newbridge Financial Services Group
Florida
$1.95K – – –
IF
41
Integrity Financial
Wyoming
$1K – – –
AWM
42
Axxcess Wealth Management
California
– -$1.91M -75,297 Closed
Jane Street
43
Jane Street
New York
– -$865K -34,025 Closed
PWM
44
Palumbo Wealth Management
New York
– -$494K -19,434 Closed
ICG
45
InterOcean Capital Group
Tennessee
– -$394K -15,520 Closed
RPGK
46
Retirement Planning Group (Kansas)
Kansas
– -$272K -10,711 Closed
1
2