Innovator US Equity Ultra Buffer ETF November
UNOV
32 hedge funds and large institutions have $17.1M invested in Innovator US Equity Ultra Buffer ETF November in 2023 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 3 increasing their positions, 14 reducing their positions, and 5 closing their positions.
3.95% more ownership
Funds ownership: 44.98% → 48.94% (+4%)
0% more funds holding
Funds holding: 32 → 32 (0)
0% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 5
19% less capital invested
Capital invested by funds: $21.2M → $17.1M (-$4.11M)
79% less repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 14
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TC
TownSquare Capital
Provo,
Utah
|
+$453K |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$370K |
| 3 |
Wealth Enhancement Advisory Services
Plymouth,
Minnesota
|
+$219K |
| 4 |
LPL Financial
San Diego,
California
|
+$211K |
| 5 |
Citadel Advisors
Miami,
Florida
|
+$203K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PCA
Prosperity Capital Advisors
Westlake,
Ohio
|
-$1.32M |
| 2 |
Osaic Holdings
Scottsdale,
Arizona
|
-$1.15M |
| 3 |
BCM
Brookstone Capital Management
Wheaton,
Illinois
|
-$896K |
| 4 |
AWA
Arete Wealth Advisors
Chicago,
Illinois
|
-$440K |
| 5 |
GS
GTS Securities
New York
|
-$363K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
CF
26
Centaurus Financial
Anaheim,
California
| $137K | – | – | – |
|
|
WP
27
WealthShield Partners
Cary,
North Carolina
| $72.8K | – | – | – |
|
28
UBS Group
Zurich,
Switzerland
| $61.8K | -$46.1K | -1,489 | -42% |
|
|
DFA
29
DHJJ Financial Advisors
Naperville,
Illinois
| $51.8K | +$52.8K | +1,708 | New |
|
|
HI
30
Harbour Investments
Madison,
Wisconsin
| $48.3K | -$39.2K | -1,267 | -44% |
|
31
Royal Bank of Canada
Toronto,
Ontario, Canada
| $13K | +$12.8K | +413 | New |
|
|
AAP
32
Arax Advisory Partners
Denver,
Colorado
| $4.25K | – | – | – |
|
|
AWA
33
Arete Wealth Advisors
Chicago,
Illinois
| – | -$440K | -14,308 | Closed |
|
|
GS
34
GTS Securities
New York
| – | -$363K | -11,816 | Closed |
|
|
SAG
35
SageView Advisory Group
Newport Beach,
California
| – | -$301K | -9,783 | Closed |
|
36
MML Investors Services
Springfield,
Massachusetts
| – | -$260K | -8,454 | Closed |
|
|
WP
37
WealthPLAN Partners
Omaha,
Nebraska
| – | -$7.04K | -229 | Closed |
|
UNOV Hedge Fund Activity: Q3 2023 in Review
32 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF November (UNOV) for Q3 2023, worth a combined $17.1M — down 19% from $21.2M a quarter earlier.
Fund positioning in UNOV was balanced in Q3 2023: 5 funds opened new positions, 5 closed out, 3 added to existing stakes and 14 trimmed.
The largest buyer was TownSquare Capital, opening a new position worth an estimated $453K. The largest seller was Prosperity Capital Advisors, cutting an estimated $1.32M.
- 32 institutional investors held Innovator US Equity Ultra Buffer ETF November (UNOV) as of Q3 2023, unchanged from Q2 2023.
- Funds reported $17.1M of Innovator US Equity Ultra Buffer ETF November stock for Q3 2023, down 19% quarter-over-quarter.
- 5 funds opened new Innovator US Equity Ultra Buffer ETF November positions in Q3 2023 and 5 closed out, a net change of 0 holders.
- The largest Innovator US Equity Ultra Buffer ETF November buyer in Q3 2023 was TownSquare Capital, an estimated $453K added.
- The largest Innovator US Equity Ultra Buffer ETF November seller in Q3 2023 was Prosperity Capital Advisors, an estimated $1.32M sold.
Based on aggregated 13F filings for Q3 2023.