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ULQ

CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF

Delisted

ULQ was delisted on the 31st of May, 2011.

88 hedge funds and large institutions have $442M invested in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in 2016 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 30 increasing their positions, 30 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

23% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 13

1% more funds holding

Funds holding: 8788 (+1)

0% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 30

10% less capital invested

Capital invested by funds: $489M → $442M (-$46.7M)

33% less funds holding in top 10

Funds holding in top 10: 64 (-2)

Holders
88
Holders Change
+1
Holders Change %
+1.15%
% of All Funds
2.2%
Holding in Top 10
4
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-33.33%
% of All Funds
0.1%
New
16
Increased
30
Reduced
30
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WA
26
WP Advisors
California
$2.68M +$2.68M +53,543 New
PP
27
Palladium Partners
Virginia
$2.51M +$32.6K +650 +1%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$2.46M +$1.37M +27,329 +126%
DADC
29
D.A. Davidson & Co
Montana
$2.27M +$200K +3,998 +10%
FAAS
30
First Allied Advisory Services
California
$2.27M -$1.03M -20,565 -31%
FA
31
FCG Advisors
New Jersey
$1.96M +$7.02K +140 +0.4%
FA
32
FDx Advisors
Illinois
$1.92M +$1.92M +38,356 New
AP
33
Advisors Preferred
Maryland
$1.91M -$1.45M -29,000 -43%
RIL
34
Rothschild Investment LLC
Illinois
$1.85M +$1.42M +28,356 +328%
CWM
35
Cabot Wealth Management
Massachusetts
$1.83M -$638K -12,725 -26%
PSW
36
Portfolio Strategies (Washington)
Washington
$1.55M +$1.55M +30,913 New
RJFSA
37
Raymond James Financial Services Advisors
Florida
$1.54M +$1.31M +26,099 +553%
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$1.46M -$37.7K -752 -3%
SS
39
Simplicity Solutions
Minnesota
$1.44M +$984K +19,645 +214%
DWM
40
Darwin Wealth Management
Florida
$1.41M -$33.7K -672 -2%
PAM
41
Peak Asset Management
Colorado
$1.35M -$215K -4,280 -14%
AWM
42
AE Wealth Management
Kansas
$1.32M +$1.32M +26,338 New
VKH
43
Virtu KCG Holdings
New York
$1.29M -$1.46M -29,135 -53%
MFS
44
MSI Financial Services
Massachusetts
$1.27M +$954K +19,036 +305%
GC
45
Grimes & Company
Massachusetts
$1.26M -$1.37M -27,376 -52%
TFA
46
Transamerica Financial Advisors
Florida
$1.23M -$77.9K -1,554 -6%
PCM
47
Parsons Capital Management
Rhode Island
$1.22M +$26.9K +536 +2%
TCM
48
TD Capital Management
Tennessee
$1.15M -$146K -2,908 -11%
CAN
49
Cetera Advisor Networks
California
$1.1M +$130K +2,607 +13%
AP
50
Atwood & Palmer
Missouri
$1M +$1M +20,000 New

ULQ Hedge Fund Activity: Q4 2016 in Review

88 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) for Q4 2016, worth a combined $442M — down 9.6% from $489M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new ULQ positions and 13 closed out — a net gain of 3 holders — while 30 added to existing stakes and 30 trimmed.

The largest buyer was Nottingham Advisors, opening a new position worth an estimated $13.9M. The largest seller was Pinnacle Advisory Group, cutting an estimated $29M.

  • 88 institutional investors held CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) as of Q4 2016, up from 87 in Q3 2016.
  • Funds reported $442M of CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF stock for Q4 2016, down 9.6% quarter-over-quarter.
  • 16 funds opened new CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF positions in Q4 2016 and 13 closed out, a net change of +3 holders.
  • The largest CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF buyer in Q4 2016 was Nottingham Advisors, an estimated $13.9M added.
  • The largest CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF seller in Q4 2016 was Pinnacle Advisory Group, an estimated $29M sold.

Based on aggregated 13F filings for Q4 2016.