RIL
ULQ

Rothschild Investment LLC’s CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF ULQ Stock Holding History

Rothschild Investment LLC’s Portfolio ULQ Stock Details ULQ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q4 		– Sell
-15,770
Closed -$794K – 426
2017
Q3 		$794K Sell
15,770
-31,345
-67% -$1.58M 0.09% 217
2017
Q2 		$2.37M Sell
47,115
-177
-0.4% -$8.9K 0.27% 96
2017
Q1 		$2.38M Buy
47,292
+10,282
+28% +$517K 0.28% 85
2016
Q4 		$1.85M Buy
37,010
+28,356
+328% +$1.42M 0.22% 117
2016
Q3 		$434K Buy
8,654
+3,750
+76% +$188K 0.05% 283
2016
Q2 		$245K Buy
+4,904
New +$245K 0.03% 387
2015
Q3 		– Sell
-4,798
Closed -$240K – 530
2015
Q2 		$240K Sell
4,798
-1,760
-27% -$88K 0.03% 429
2015
Q1 		$328K Sell
6,558
-11
-0.2% -$550 0.04% 369
2014
Q4 		$328K Buy
6,569
+401
+7% +$20K 0.04% 362
2014
Q3 		$309K Buy
+6,168
New +$309K 0.04% 378

Other funds holding ULQ

PAG
Pinnacle Advisory Group Columbia, Maryland $2.17B AUM 39.21% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
SWP
Stratos Wealth Partners Beachwood, Ohio $8.8B AUM 21.82% 1-Year Est. Return
FAG
Financial Advisory Group Houston, Texas $567M AUM 19.38% 1-Year Est. Return
BCMO
Buckingham Capital Management (Ohio) Dayton, Ohio $872M AUM 18.49% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 27.61% 1-Year Est. Return
NA
Nottingham Advisors Amherst, New York $838M AUM 15.57% 1-Year Est. Return

Rothschild Investment LLC's ULQ Position: Q4 2017 in Review

Rothschild Investment LLC sold out of CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) in Q4 2017, closing a stake of 15,770 shares — an estimated $794K sold.

Rothschild Investment LLC first reported a position in ULQ in Q3 2014 and held it in 10 quarters. The position peaked at $2.38M in Q1 2017. 108 funds tracked by Wall St. Rank hold ULQ as of Q4 2017.

  • Rothschild Investment LLC reported no remaining CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF position as of Q4 2017 after selling out during the quarter.
  • Rothschild Investment LLC sold 15,770 CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF shares in Q4 2017, an estimated $794K.
  • Rothschild Investment LLC first reported a position in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2014 and held it in 10 quarters.
  • Rothschild Investment LLC's CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF position peaked at $2.38M in Q1 2017.
  • 108 funds tracked by Wall St. Rank held CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF as of Q4 2017.

Based on Rothschild Investment LLC's 13F filing for Q4 2017, filed 23 Jan 2018.