Grimes & Company’s CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF ULQ Stock Holding History

Grimes & Company’s Portfolio ULQ Stock Details ULQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-9,871	Closed	-$495K	–	258
2017 Q4	$495K	Sell	9,871 -1,191	-11%	-$59.7K	0.05%	142
2017 Q3	$557K	Sell	11,062 -16,432	-60%	-$827K	0.06%	127
2017 Q2	$1.38M	Buy	27,494 +15,870	+137%	+$798K	0.15%	96
2017 Q1	$584K	Sell	11,624 -13,442	-54%	-$675K	0.06%	130
2016 Q4	$1.26M	Sell	25,066 -27,376	-52%	-$1.37M	0.15%	101
2016 Q3	$2.63M	Buy	52,442 +3,510	+7%	+$176K	0.35%	72
2016 Q2	$2.45M	Buy	48,932 +25,551	+109%	+$1.28M	0.33%	77
2016 Q1	$1.17M	Sell	23,381 -13,476	-37%	-$672K	0.15%	93
2015 Q4	$1.84M	Buy	36,857 +21,949	+147%	+$1.09M	0.25%	80
2015 Q3	$746K	Buy	+14,908	New	+$746K	0.1%	104

Other funds holding ULQ

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

LPT

Legacy Private Trust Neenah, Wisconsin $1.63B AUM 17.53% 1-Year Est. Return

FAG

Financial Advisory Group Houston, Texas $567M AUM 19.38% 1-Year Est. Return

BCMO

Buckingham Capital Management (Ohio) Dayton, Ohio $872M AUM 18.49% 1-Year Est. Return

CCM

CWH Capital Management Spokane, Washington $238M AUM 14.86% 1-Year Est. Return

MBT

Monroe Bank & Trust Monroe, Michigan $299M AUM 8.4% 1-Year Est. Return

Grimes & Company's ULQ Position: Q1 2018 in Review

Grimes & Company sold out of CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) in Q1 2018, closing a stake of 9,871 shares — an estimated $495K sold.

Grimes & Company first reported a position in ULQ in Q3 2015 and held it in 10 quarters. The position peaked at $2.63M in Q3 2016. 96 funds tracked by Wall St. Rank hold ULQ as of Q1 2018.

Grimes & Company reported no remaining CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF position as of Q1 2018 after selling out during the quarter.
Grimes & Company sold 9,871 CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF shares in Q1 2018, an estimated $495K.
Grimes & Company first reported a position in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2015 and held it in 10 quarters.
Grimes & Company's CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF position peaked at $2.63M in Q3 2016.
96 funds tracked by Wall St. Rank held CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF as of Q1 2018.

Based on Grimes & Company's 13F filing for Q1 2018, filed 7 May 2018.