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ULQ

CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF

Delisted

ULQ was delisted on the 31st of May, 2011.

54 hedge funds and large institutions have $875M invested in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in 2014 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 18 increasing their positions, 17 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

114% more capital invested

Capital invested by funds: $409M → $875M (+$466M)

6% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 17

7% less funds holding

Funds holding: 5854 (-4)

13% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 15

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

Holders
54
Holders Change
-4
Holders Change %
-6.9%
% of All Funds
1.44%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.13%
New
13
Increased
18
Reduced
17
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CAL
26
Capital Advisors Ltd
Ohio
$929K +$374K +7,503 +68%
RJFSA
27
Raymond James Financial Services Advisors
Florida
$891K +$891K +17,855 New
OC
28
Oppenheimer & Co
New York
$879K -$111K -2,225 -11%
AIM
29
Astor Investment Management
Illinois
$875K -$16.1M -321,685 -95%
F
30
FolioMetrix
Nebraska
$802K +$802K +15,957 New
FIM
31
Freedom Investment Management
Connecticut
$763K -$1.8M -36,020 -70%
MFS
32
MSI Financial Services
Massachusetts
$693K +$328K +6,583 +90%
TC
33
Telemus Capital
Michigan
$632K +$632K +12,664 New
RJA
34
Raymond James & Associates
Florida
$500K +$500K +10,025 New
CAN
35
Cetera Advisor Networks
California
$438K +$9.39K +188 +2%
PAS
36
Partnervest Advisory Services
California
$379K -$50 -1 -0%
VC
37
Vicus Capital
Pennsylvania
$328K +$50 +1 +0%
RIL
38
Rothschild Investment LLC
Illinois
$328K +$20K +401 +7%
FIG
39
Fusion Investment Group
Pennsylvania
$328K +$24.1K +483 +8%
VKH
40
Virtu KCG Holdings
New York
$287K +$287K +5,754 New
PA
41
Pinnacle Associates
New York
$255K -$45.7K -915 -15%
William Blair & Company
42
William Blair & Company
Illinois
$248K -$490K -9,815 -66%
LPT
43
Legacy Private Trust
Wisconsin
$236K -$132K -2,638 -36%
Deutsche Bank
44
Deutsche Bank
Germany
$119K -$35.4K -714 -23%
PWM
45
ParenteBeard Wealth Management
Pennsylvania
$109K +$9.42K +470 +10%
LTFS
46
Ladenburg Thalmann Financial Services
Florida
$100K +$100K +2,000 New
AIG
47
American International Group
New York
$92.4K +$51.8K +1,038 +128%
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$67K
GGPS
49
Gary Goldberg Planning Services
New York
$50K
IPC
50
Independent Portfolio Consultants
Florida
$26K

ULQ Hedge Fund Activity: Q4 2014 in Review

54 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) for Q4 2014, worth a combined $875M — up 114% from $409M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of ULQ and 13 opened new positions — a net loss of 2 holders — while 17 trimmed existing stakes and 18 added.

The largest buyer was Pinnacle Advisory Group, opening a new position worth an estimated $67.7M. The largest seller was Windhaven Investment Management, exiting entirely with an estimated $144M sold.

  • 54 institutional investors held CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) as of Q4 2014, down from 58 in Q3 2014.
  • Funds reported $875M of CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF stock for Q4 2014, up 114% quarter-over-quarter.
  • 13 funds opened new CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF positions in Q4 2014 and 15 closed out, a net change of -2 holders.
  • The largest CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF buyer in Q4 2014 was Pinnacle Advisory Group, an estimated $67.7M added.
  • The largest CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF seller in Q4 2014 was Windhaven Investment Management, an estimated $144M sold.

Based on aggregated 13F filings for Q4 2014.