Pinnacle Associates’s CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF ULQ Stock Holding History

Pinnacle Associates’s Portfolio ULQ Stock Details ULQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-4,535	Closed	-$227K	–	726
2017 Q4	$227K	Sell	4,535 -350	-7%	-$17.5K	﹤0.01%	620
2017 Q3	$246K	Hold	4,885	–	–	﹤0.01%	600
2017 Q2	$246K	Buy	+4,885	New	+$246K	﹤0.01%	601
2016 Q4	–	Sell	-4,140	Closed	-$208K	–	669
2016 Q3	$208K	Sell	4,140 -500	-11%	-$25.1K	﹤0.01%	598
2016 Q2	$232K	Sell	4,640 -150	-3%	-$7.5K	0.01%	580
2016 Q1	$239K	Hold	4,790	–	–	0.01%	559
2015 Q4	$239K	Sell	4,790 -50	-1%	-$2.5K	0.01%	567
2015 Q3	$242K	Sell	4,840 -460	-9%	-$23K	0.01%	559
2015 Q2	$265K	Sell	5,300 -340	-6%	-$17K	﹤0.01%	568
2015 Q1	$282K	Buy	5,640 +535	+10%	+$26.8K	0.01%	559
2014 Q4	$255K	Sell	5,105 -915	-15%	-$45.7K	0.01%	562
2014 Q3	$302K	Buy	+6,020	New	+$302K	0.01%	532

Other funds holding ULQ

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

LPT

Legacy Private Trust Neenah, Wisconsin $1.63B AUM 17.53% 1-Year Est. Return

FAG

Financial Advisory Group Houston, Texas $567M AUM 19.38% 1-Year Est. Return

BCMO

Buckingham Capital Management (Ohio) Dayton, Ohio $872M AUM 18.49% 1-Year Est. Return

CCM

CWH Capital Management Spokane, Washington $238M AUM 14.86% 1-Year Est. Return

MBT

Monroe Bank & Trust Monroe, Michigan $299M AUM 8.4% 1-Year Est. Return

Pinnacle Associates's ULQ Position: Q1 2018 in Review

Pinnacle Associates sold out of CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) in Q1 2018, closing a stake of 4,535 shares — an estimated $227K sold.

Pinnacle Associates first reported a position in ULQ in Q3 2014 and held it in 12 quarters. The position peaked at $302K in Q3 2014. 96 funds tracked by Wall St. Rank hold ULQ as of Q1 2018.

Pinnacle Associates reported no remaining CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF position as of Q1 2018 after selling out during the quarter.
Pinnacle Associates sold 4,535 CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF shares in Q1 2018, an estimated $227K.
Pinnacle Associates first reported a position in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2014 and held it in 12 quarters.
Pinnacle Associates's CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF position peaked at $302K in Q3 2014.
96 funds tracked by Wall St. Rank held CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF as of Q1 2018.

Based on Pinnacle Associates's 13F filing for Q1 2018, filed 11 May 2018.