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ULQ

CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF

Delisted

ULQ was delisted on the 31st of May, 2011.

49 hedge funds and large institutions have $270M invested in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in 2013 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 17 increasing their positions, 16 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 10

2% more funds holding

Funds holding: 4849 (+1)

6% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 16

75% less capital invested

Capital invested by funds: $1.07B → $270M (-$805M)

Holders
49
Holders Change
+1
Holders Change %
+2.08%
% of All Funds
1.42%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
12
Increased
17
Reduced
16
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
William Blair & Company
26
William Blair & Company
Illinois
$706K
WA
27
WFG Advisors
Texas
$654K -$721K -14,361 -52%
KFS
28
KMS Financial Services
Washington
$586K +$22.2K +442 +4%
PAS
29
Partnervest Advisory Services
California
$585K +$42.2K +840 +8%
AP
30
Advisors Preferred
Maryland
$581K +$581K +11,600 New
PSW
31
Portfolio Strategies (Washington)
Washington
$574K +$574K +11,450 New
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$449K +$222K +4,440 +98%
FAAS
33
First Allied Advisory Services
California
$407K -$11.4K -229 -3%
FIG
34
Fusion Investment Group
Pennsylvania
$375K +$375K +7,476 New
ACM
35
Aviance Capital Management
Florida
$370K -$1.88M -37,392 -84%
JP Morgan Chase
36
JP Morgan Chase
New York
$352K +$5.02K +100 +1%
LPT
37
Legacy Private Trust
Wisconsin
$258K -$813K -16,200 -76%
MFS
38
MSI Financial Services
Massachusetts
$168K +$148K +2,955 +739%
GGPS
39
Gary Goldberg Planning Services
New York
$50K
HI
40
Hudock Inc
Pennsylvania
$50K
AIG
41
American International Group
New York
$47.9K +$20.1K +401 +73%
TFA
42
Transamerica Financial Advisors
Florida
$31K -$232K -4,560 -88%
PSI
43
Pinnacle Summer Investments
Virginia
$30K +$30K +590 New
US Bancorp
44
US Bancorp
Minnesota
$30K +$30K +600 New
Citigroup
45
Citigroup
New York
$21K
Creative Planning
46
Creative Planning
Kansas
$20K -$6.45K -129 -24%
TRCT
47
Tower Research Capital (TRC)
New York
$10K +$10K +197 New
LTFS
48
Ladenburg Thalmann Financial Services
Florida
$1K -$861K -20,674 -100%
RIA
49
Regal Investment Advisors
Michigan
$1K -$16.6K -432 -94%
PAG
50
Pinnacle Advisory Group
Maryland
-$28.5M -567,237 Closed

ULQ Hedge Fund Activity: Q4 2013 in Review

49 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) for Q4 2013, worth a combined $270M — down 75% from $1.07B a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new ULQ positions and 10 closed out — a net gain of 2 holders — while 17 added to existing stakes and 16 trimmed.

The largest buyer was Jane Street, opening a new position worth an estimated $15.7M. The largest seller was Pinnacle Advisory Group, exiting entirely with an estimated $28.5M sold.

  • 49 institutional investors held CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) as of Q4 2013, up from 48 in Q3 2013.
  • Funds reported $270M of CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF stock for Q4 2013, down 75% quarter-over-quarter.
  • 12 funds opened new CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF positions in Q4 2013 and 10 closed out, a net change of +2 holders.
  • The largest CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF buyer in Q4 2013 was Jane Street, an estimated $15.7M added.
  • The largest CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF seller in Q4 2013 was Pinnacle Advisory Group, an estimated $28.5M sold.

Based on aggregated 13F filings for Q4 2013.