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TCW Strategic Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
APA
51
American Portfolios Advisors
New York
$50.3K -$2.72K -500 -5%
Citigroup
52
Citigroup
New York
$33K -$60.1K -11,050 -65%
LTFS
53
Ladenburg Thalmann Financial Services
Florida
$33K – – –
US Bancorp
54
US Bancorp
Minnesota
$30K – – –
SWM
55
SeaCrest Wealth Management
New York
$29K +$359 +66 +1%
PGWM
56
Parisi Gray Wealth Management
New Jersey
$22K – – –
Northwestern Mutual Wealth Management
57
Northwestern Mutual Wealth Management
Wisconsin
$21K +$20.4K +3,746 +15,608%
GWS
58
Glassman Wealth Services
Virginia
$17K +$484 +89 +3%
RCM
59
Requisite Capital Management
Texas
$16K +$15.2K +2,800 New
M
60
MOTCO
Texas
$15K – – –
TJHA
61
Thomas J. Herzfeld Advisors
Florida
$11K – – –
AWM
62
Avior Wealth Management
Nebraska
$9K – – –
PA
63
Parallel Advisors
California
$9K – – –
AF
64
Advisornet Financial
Minnesota
$3K – – –
CHP
65
Cable Hill Partners
Oregon
$2K – – –
Carson Wealth (CWM LLC)
66
Carson Wealth (CWM LLC)
Nebraska
– -$257K -48,750 Closed
HF
67
HRT Financial
New York
– -$80K -15,200 Closed
Millennium Management
68
Millennium Management
New York
– -$59K -11,169 Closed
SBH
69
Segall Bryant & Hamill
Illinois
– -$58K -10,966 Closed
IIM
70
Ipswich Investment Management
Massachusetts
– -$24K -4,550 Closed
WAM
71
Wealthspire Advisors (Maryland)
Maryland
– -$14K -2,570 Closed
MNBTD
72
Moody National Bank Trust Division
Texas
– -$6K -1,200 Closed
NFG
73
Next Financial Group
Texas
– -$3K -569 Closed