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TCW Strategic Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BW
51
Biegel & Waller
Maryland
$55K -$10.9K -2,000 -16%
SQA
52
Simon Quick Advisors
New Jersey
$45K +$44.8K +8,257 New
CPIG
53
Chicago Partners Investment Group
Illinois
$44K +$28.8K +5,311 +185%
Royal Bank of Canada
54
Royal Bank of Canada
Ontario, Canada
$42K +$814 +150 +2%
Citigroup
55
Citigroup
New York
$32K – – –
MBT
56
Monroe Bank & Trust
Michigan
$29K – – –
WAM
57
Wealthspire Advisors (Maryland)
Maryland
$20K +$261 +48 +1%
M
58
MOTCO
Texas
$15K – – –
GWS
59
Glassman Wealth Services
Virginia
$15K +$14.9K +2,740 New
AG
60
Advisor Group
Arizona
$14K -$9.93K -1,829 -43%
PNC Financial Services Group
61
PNC Financial Services Group
Pennsylvania
$10K – – –
PA
62
Parallel Advisors
California
$9K – – –
GWM
63
Geneos Wealth Management
Colorado
$7K – – –
PCM
64
Penserra Capital Management
California
$6K +$2.15K +396 +51%
GT
65
Glenmede Trust
Pennsylvania
$5K – – –
CHP
66
Cable Hill Partners
Oregon
$2K – – –
CRC
67
Curi RMB Capital
Illinois
– -$289K -54,282 Closed
SKK
68
Shepherd Kaplan Krochuk
Massachusetts
– -$116K -21,800 Closed
IAA
69
Ironsides Asset Advisors
North Carolina
– -$88K -16,596 Closed
VKH
70
Virtu KCG Holdings
New York
– -$68K -12,815 Closed
RJFSA
71
Raymond James Financial Services Advisors
Florida
– -$55K -10,323 Closed
CAPTRUST Financial Advisors
72
CAPTRUST Financial Advisors
North Carolina
– -$11K -2,000 Closed
DADC
73
D.A. Davidson & Co
Montana
– -$10K -1,903 Closed
TRCT
74
Tower Research Capital (TRC)
New York
– -$3K -599 Closed