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TCW Strategic Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PAG
51
Private Advisor Group
New Jersey
$62.5K – – –
HF
52
HRT Financial
New York
$62K -$38K -8,398 -38%
RIA
53
Regal Investment Advisors
Michigan
$60.2K – – –
Jane Street
54
Jane Street
New York
$52.8K +$53K +11,704 New
Stifel Financial
55
Stifel Financial
Missouri
$48.9K +$353 +78 +0.7%
CIA
56
Concurrent Investment Advisors
Florida
$47.3K +$657 +145 +1%
Fifth Third Bancorp
57
Fifth Third Bancorp
Ohio
$36.1K – – –
NS
58
NBC Securities
Alabama
$35.5K +$131 +29 +0.4%
WT
59
Whittier Trust
California
$23.5K – – –
BCWM
60
Bartlett & Co Wealth Management
Ohio
$22.6K – – –
Northwestern Mutual Wealth Management
61
Northwestern Mutual Wealth Management
Wisconsin
$22.4K -$21.1K -4,668 -48%
TJHA
62
Thomas J. Herzfeld Advisors
Florida
$14.7K – – –
FFA
63
Farther Finance Advisors
California
$13.6K +$4.53K +1,000 +50%
MASM
64
MH & Associates Securities Management
California
$11.3K – – –
Royal Bank of Canada
65
Royal Bank of Canada
Ontario, Canada
$11K -$9.06K -2,000 -46%
SPIA
66
Steward Partners Investment Advisory
New York
$8.67K – – –
Rockefeller Capital Management
67
Rockefeller Capital Management
New York
$7.58K – – –
EWM
68
Evolution Wealth Management
Florida
$4.79K – – –
IA
69
IFG Advisory
Georgia
$2.71K +$2.72K +600 New
GIA
70
GHP Investment Advisors
Colorado
$2.35K – – –
JP Morgan Chase
71
JP Morgan Chase
New York
$3 – – –
IAA
72
Independent Advisor Alliance
North Carolina
– -$327K -72,899 Closed
MML Investors Services
73
MML Investors Services
Massachusetts
– -$158K -35,262 Closed
FWP
74
Flatrock Wealth Partners
California
– -$48.1K -10,706 Closed
IA
75
IFP Advisors
Florida
– -$2.25K -500 Closed