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First Trust NASDAQ Technology Dividend Index Fund

181 hedge funds and large institutions have $579M invested in First Trust NASDAQ Technology Dividend Index Fund in 2020 Q4 according to their latest regulatory filings, with 33 funds opening new positions, 43 increasing their positions, 71 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 12

12% more funds holding

Funds holding: 162181 (+19)

7% more capital invested

Capital invested by funds: $542M → $579M (+$36.2M)

1.32% less ownership

Funds ownership: 43.76%42.44% (-1.3%)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

39% less repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 71

Holders
181
Holders Change
+19
Holders Change %
+11.73%
% of All Funds
3.2%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.09%
New
33
Increased
43
Reduced
71
Closed
12
Calls
$430K
Puts
Net Calls
+$430K
Net Calls Change
+$395K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$84.1M +$194K +4,180 +0.2%
Bank of America
2
Bank of America
North Carolina
$71.7M -$1.22M -26,181 -2%
Wells Fargo
3
Wells Fargo
California
$64.3M +$865K +18,640 +1%
UBS Group
4
UBS Group
Switzerland
$34.3M -$596K -12,847 -2%
LPL Financial
5
LPL Financial
California
$27.7M +$5.57M +120,018 +27%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$26.6M -$45.3K -975 -0.2%
Creative Planning
7
Creative Planning
Kansas
$17.5M -$810K -17,451 -5%
RJA
8
Raymond James & Associates
Florida
$16.7M -$696K -14,992 -4%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$16.3M +$1.56M +33,609 +11%
FAM
10
Flaharty Asset Management
Florida
$13.2M -$16.6K -357 -0.1%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$12M +$1.02M +21,951 +10%
PNC
12
Park National Corp
Ohio
$11.4M +$2.45M +52,847 +30%
Osaic Holdings
13
Osaic Holdings
Arizona
$8.28M -$1.07M -23,143 -12%
SWP
14
Stratos Wealth Partners
Ohio
$7.45M -$5.01K -108 -0.1%
PWG
15
Private Wealth Group
Florida
$7.02M -$113K -2,424 -2%
UCFA
16
United Capital Financial Advisors
Texas
$6.32M -$171K -3,689 -3%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$5.84M +$277K +5,977 +5%
HighTower Advisors
18
HighTower Advisors
Illinois
$5.83M -$395K -8,518 -7%
JP Morgan Chase
19
JP Morgan Chase
New York
$5.24M +$7.47K +161 +0.2%
Mirae Asset Global Investments
20
Mirae Asset Global Investments
South Korea
$5.21M +$1.64M +35,300 +50%
KAS
21
Kestra Advisory Services
Texas
$4.97M +$2.84M +61,252 +154%
Stifel Financial
22
Stifel Financial
Missouri
$4.82M -$472K -10,165 -9%
Ameriprise
23
Ameriprise
Minnesota
$4.58M -$12.7M -273,721 -75%
Cetera Investment Advisers
24
Cetera Investment Advisers
Illinois
$4.28M +$4.02M +86,581 New
WMA
25
Wealth Management Associates
New Jersey
$4.06M -$5.2K -112 -0.1%

TDIV Hedge Fund Activity: Q4 2020 in Review

181 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Technology Dividend Index Fund (TDIV) for Q4 2020, worth a combined $579M — up 6.7% from $542M a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new TDIV positions and 12 closed out — a net gain of 21 holders — while 43 added to existing stakes and 71 trimmed.

The largest buyer was LPL Financial, adding an estimated $5.57M. The largest seller was Truist Financial, cutting an estimated $23.3M.

  • 181 institutional investors held First Trust NASDAQ Technology Dividend Index Fund (TDIV) as of Q4 2020, up from 162 in Q3 2020.
  • Funds reported $579M of First Trust NASDAQ Technology Dividend Index Fund stock for Q4 2020, up 6.7% quarter-over-quarter.
  • 33 funds opened new First Trust NASDAQ Technology Dividend Index Fund positions in Q4 2020 and 12 closed out, a net change of +21 holders.
  • The largest First Trust NASDAQ Technology Dividend Index Fund buyer in Q4 2020 was LPL Financial, an estimated $5.57M added.
  • The largest First Trust NASDAQ Technology Dividend Index Fund seller in Q4 2020 was Truist Financial, an estimated $23.3M sold.

Based on aggregated 13F filings for Q4 2020.