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First Trust NASDAQ Technology Dividend Index Fund

26 hedge funds and large institutions have $84.3M invested in First Trust NASDAQ Technology Dividend Index Fund in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 3 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

367% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 3

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

29% more capital invested

Capital invested by funds: $65.2M → $84.3M (+$19.1M)

8% more funds holding

Funds holding: 2426 (+2)

Holders
26
Holders Change
+2
Holders Change %
+8.33%
% of All Funds
0.84%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
14
Reduced
3
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$27.1M +$3.21M +142,732 +13%
Morgan Stanley
2
Morgan Stanley
New York
$17.7M +$7.17M +319,165 +69%
U
3
UBS
Switzerland
$10.1M +$912K +40,580 +10%
Bank of America
4
Bank of America
North Carolina
$7.01M +$42.7K +1,900 +0.6%
LPL Financial
5
LPL Financial
California
$6.03M +$2.16M +96,240 +59%
BAAM
6
Baker Avenue Asset Management
California
$4.49M +$392K +17,429 +10%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$3.72M +$1.92M +85,218 +107%
RJA
8
Raymond James & Associates
Florida
$2.72M +$267K +11,857 +11%
SNC
9
Stifel Nicolaus & Co
Missouri
$1.24M +$102K +4,558 +9%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$1.19M -$875K -38,916 -42%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$527K +$280K +12,473 +115%
FHC
12
First Heartland Consultants
Missouri
$480K +$367K +16,342 +342%
BWP
13
BSW Wealth Partners
Colorado
$418K +$416K +18,527 New
JP Morgan Chase
14
JP Morgan Chase
New York
$367K +$20.2K +897 +6%
Deutsche Bank
15
Deutsche Bank
Germany
$314K +$209K +9,299 +198%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$288K -$362K -16,098 -56%
RIA
17
Regal Investment Advisors
Michigan
$242K +$241K +10,725 New
AIG
18
American International Group
New York
$219K +$39.3K +1,748 +22%
Bessemer Group
19
Bessemer Group
New Jersey
$50K +$49.5K +2,200 New
Ameriprise
20
Ameriprise
Minnesota
$44K
GT
21
Glenmede Trust
Pennsylvania
$27K
MWAM
22
Mariner Wealth Advisors (Madison)
Kansas
$25K
KIG
23
Kessler Investment Group
Indiana
$25K +$25.3K +1,125 New
TRCT
24
Tower Research Capital (TRC)
New York
$11K -$41.3K -1,839 -79%
Citigroup
25
Citigroup
New York
$11K

TDIV Hedge Fund Activity: Q3 2013 in Review

26 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Technology Dividend Index Fund (TDIV) for Q3 2013, worth a combined $84.3M — up 29% from $65.2M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new TDIV positions and 2 closed out — a net gain of 2 holders — while 14 added to existing stakes and 3 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $7.17M. The largest seller was Susquehanna International Group, cutting an estimated $875K.

  • 26 institutional investors held First Trust NASDAQ Technology Dividend Index Fund (TDIV) as of Q3 2013, up from 24 in Q2 2013.
  • Funds reported $84.3M of First Trust NASDAQ Technology Dividend Index Fund stock for Q3 2013, up 29% quarter-over-quarter.
  • 4 funds opened new First Trust NASDAQ Technology Dividend Index Fund positions in Q3 2013 and 2 closed out, a net change of +2 holders.
  • The largest First Trust NASDAQ Technology Dividend Index Fund buyer in Q3 2013 was Morgan Stanley, an estimated $7.17M added.
  • The largest First Trust NASDAQ Technology Dividend Index Fund seller in Q3 2013 was Susquehanna International Group, an estimated $875K sold.

Based on aggregated 13F filings for Q3 2013.