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First Trust NASDAQ Technology Dividend Index Fund

36 hedge funds and large institutions have $262M invested in First Trust NASDAQ Technology Dividend Index Fund in 2014 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 19 increasing their positions, 5 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

900% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 1

280% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 5

143% more capital invested

Capital invested by funds: $107M → $262M (+$154M)

33% more funds holding

Funds holding: 2736 (+9)

Holders
36
Holders Change
+9
Holders Change %
+33.33%
% of All Funds
1.04%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
19
Reduced
5
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$100M +$97.2M +3,996,104 New
Wells Fargo
2
Wells Fargo
California
$34.9M +$2.21M +90,929 +7%
BTS
3
BB&T Securities
Virginia
$33.4M +$3.23M +132,979 New
Morgan Stanley
4
Morgan Stanley
New York
$25.6M +$115K +4,747 +0.5%
U
5
UBS
Switzerland
$15.2M +$2.1M +86,450 +17%
Bank of America
6
Bank of America
North Carolina
$11.8M +$1.15M +47,273 +11%
RJA
7
Raymond James & Associates
Florida
$10.6M +$6.49M +266,993 +174%
LPL Financial
8
LPL Financial
California
$7M -$515K -21,165 -7%
BAAM
9
Baker Avenue Asset Management
California
$4.71M -$1.04M -42,876 -18%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$4.21M -$118K -4,853 -3%
JG
11
Jefferies Group
New York
$2.54M +$2.46M +101,025 New
PI
12
Placemark Investments
Illinois
$1.63M +$1.58M +64,910 New
Stifel Financial
13
Stifel Financial
Missouri
$1.32M +$1.28M +52,474 New
FHC
14
First Heartland Consultants
Missouri
$1.24M +$63.6K +2,615 +6%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.01M +$57.2K +2,354 +6%
Ameriprise
16
Ameriprise
Minnesota
$1M +$910K +37,416 +1,561%
AIG
17
American International Group
New York
$843K +$523K +21,494 +178%
FAAS
18
First Allied Advisory Services
California
$609K +$581K +23,875 New
JP Morgan Chase
19
JP Morgan Chase
New York
$569K +$39.9K +1,642 +8%
RIA
20
Regal Investment Advisors
Michigan
$494K +$478K +19,652 New
BWP
21
BSW Wealth Partners
Colorado
$493K +$31.6K +1,301 +7%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$380K +$27.2K +1,120 +8%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$373K +$361K +14,857 New
RJFSA
24
Raymond James Financial Services Advisors
Florida
$365K +$42.6K +1,750 +14%
WTNA
25
Wilmington Trust National Association
Delaware
$270K +$261K +10,746 New

TDIV Hedge Fund Activity: Q1 2014 in Review

36 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Technology Dividend Index Fund (TDIV) for Q1 2014, worth a combined $262M — up 143% from $107M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new TDIV positions and 1 closed out — a net gain of 9 holders — while 19 added to existing stakes and 5 trimmed.

The largest buyer was RiverFront Investment Group, opening a new position worth an estimated $97.2M. The largest seller was Goldman Sachs, exiting entirely with an estimated $1.59M sold.

  • 36 institutional investors held First Trust NASDAQ Technology Dividend Index Fund (TDIV) as of Q1 2014, up from 27 in Q4 2013.
  • Funds reported $262M of First Trust NASDAQ Technology Dividend Index Fund stock for Q1 2014, up 143% quarter-over-quarter.
  • 10 funds opened new First Trust NASDAQ Technology Dividend Index Fund positions in Q1 2014 and 1 closed out, a net change of +9 holders.
  • The largest First Trust NASDAQ Technology Dividend Index Fund buyer in Q1 2014 was RiverFront Investment Group, an estimated $97.2M added.
  • The largest First Trust NASDAQ Technology Dividend Index Fund seller in Q1 2014 was Goldman Sachs, an estimated $1.59M sold.

Based on aggregated 13F filings for Q1 2014.