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First Trust NASDAQ Technology Dividend Index Fund

64 hedge funds and large institutions have $219M invested in First Trust NASDAQ Technology Dividend Index Fund in 2016 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 32 increasing their positions, 16 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 16

26% more capital invested

Capital invested by funds: $173M → $219M (+$45.2M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 8

2% less funds holding

Funds holding: 6564 (-1)

Holders
64
Holders Change
-1
Holders Change %
-1.54%
% of All Funds
1.71%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
32
Reduced
16
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$44.8M +$14.1M +495,180 +48%
BCI
2
Brinker Capital Investments
Pennsylvania
$34.3M +$74.1K +2,595 +0.2%
Wells Fargo
3
Wells Fargo
California
$30M +$4.78M +167,435 +20%
Morgan Stanley
4
Morgan Stanley
New York
$26.5M +$1.52M +53,182 +6%
UBS Group
5
UBS Group
Switzerland
$22M +$4.79M +167,713 +29%
CCA
6
Clearwater Capital Advisors
Illinois
$9.01M -$181K -6,345 -2%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$7.46M +$1.18M +41,190 +19%
LPL Financial
8
LPL Financial
California
$7.11M -$161K -5,648 -2%
JP Morgan Chase
9
JP Morgan Chase
New York
$4.6M -$675K -23,641 -13%
RJA
10
Raymond James & Associates
Florida
$3.97M +$481K +16,857 +14%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$2.52M +$2.45M +85,835 New
PNC
12
Park National Corp
Ohio
$2.31M +$364K +12,750 +19%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$2.29M +$15.9K +556 +0.7%
CA
14
Cetera Advisors
Colorado
$1.9M -$8.19K -287 -0.4%
Stifel Financial
15
Stifel Financial
Missouri
$1.82M +$114K +4,008 +7%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.73M +$196K +6,873 +13%
RIA
17
Regal Investment Advisors
Michigan
$1.73M -$796K -27,892 -32%
Koshinski Asset Management
18
Koshinski Asset Management
Illinois
$1.41M +$428K +14,984 +45%
PAG
19
Private Advisor Group
New Jersey
$1.18M +$19.7K +691 +2%
Ameriprise
20
Ameriprise
Minnesota
$1.16M +$214K +7,509 +23%
AG
21
Advisor Group
Arizona
$746K +$27.7K +969 +4%
MFS
22
MSI Financial Services
Massachusetts
$732K +$577K +20,214 +424%
IA
23
IFP Advisors
Florida
$708K -$188K -6,597 -21%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$639K +$34.9K +1,222 +6%
BA
25
BKS Advisors
Michigan
$567K +$599 +21 +0.1%

TDIV Hedge Fund Activity: Q3 2016 in Review

64 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Technology Dividend Index Fund (TDIV) for Q3 2016, worth a combined $219M — up 26% from $173M a quarter earlier.

Fund positioning in TDIV was balanced in Q3 2016: 8 funds opened new positions, 8 closed out, 32 added to existing stakes and 16 trimmed.

The largest buyer was Bank of America, adding an estimated $14.1M. The largest seller was Snowden Capital Advisors, exiting entirely with an estimated $1.32M sold.

  • 64 institutional investors held First Trust NASDAQ Technology Dividend Index Fund (TDIV) as of Q3 2016, down from 65 in Q2 2016.
  • Funds reported $219M of First Trust NASDAQ Technology Dividend Index Fund stock for Q3 2016, up 26% quarter-over-quarter.
  • 8 funds opened new First Trust NASDAQ Technology Dividend Index Fund positions in Q3 2016 and 8 closed out, a net change of 0 holders.
  • The largest First Trust NASDAQ Technology Dividend Index Fund buyer in Q3 2016 was Bank of America, an estimated $14.1M added.
  • The largest First Trust NASDAQ Technology Dividend Index Fund seller in Q3 2016 was Snowden Capital Advisors, an estimated $1.32M sold.

Based on aggregated 13F filings for Q3 2016.