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First Trust NASDAQ Technology Dividend Index Fund

124 hedge funds and large institutions have $341M invested in First Trust NASDAQ Technology Dividend Index Fund in 2018 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 50 increasing their positions, 27 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 10

85% more repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 27

13% more funds holding

Funds holding: 110124 (+14)

0.76% more ownership

Funds ownership: 40.38%41.14% (+0.76%)

11% less capital invested

Capital invested by funds: $383M → $341M (-$42.4M)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
124
Holders Change
+14
Holders Change %
+12.73%
% of All Funds
2.76%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
26
Increased
50
Reduced
27
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$58.3M +$4.12M +116,566 +7%
Bank of America
2
Bank of America
North Carolina
$51.1M +$248K +7,019 +0.5%
Wells Fargo
3
Wells Fargo
California
$46.3M +$3.34M +94,416 +7%
UBS Group
4
UBS Group
Switzerland
$25.1M -$886K -25,040 -3%
LPL Financial
5
LPL Financial
California
$10.7M -$874K -24,700 -7%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$10.5M +$419K +11,849 +4%
CCA
7
Clearwater Capital Advisors
Illinois
$9.78M -$413K -11,671 -4%
RJA
8
Raymond James & Associates
Florida
$9.05M +$1.83M +51,667 +23%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$8.95M +$97.7K +2,761 +1%
NA
10
Nottingham Advisors
New York
$8.01M +$1.26M +35,729 +22%
BCI
11
Brinker Capital Investments
Pennsylvania
$6.92M +$4.88M +137,864 +195%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$6.01M +$74.7K +2,112 +1%
CCP
13
Cardan Capital Partners
Colorado
$5.33M +$127K +3,594 +2%
JP Morgan Chase
14
JP Morgan Chase
New York
$4.52M +$193K +5,443 +4%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$4.41M -$186K -5,263 -4%
Carson Wealth (CWM LLC)
16
Carson Wealth (CWM LLC)
Nebraska
$4.31M -$717K -20,266 -13%
PNC
17
Park National Corp
Ohio
$4.05M -$48.6K -1,375 -1%
Stifel Financial
18
Stifel Financial
Missouri
$3.3M +$1.4M +39,454 +66%
AFS
19
Access Financial Services
Minnesota
$2.96M -$369K -10,425 -10%
AG
20
Advisor Group
Arizona
$2.93M -$47.3K -1,336 -1%
HCM
21
Hengehold Capital Management
Ohio
$2.65M +$116K +3,279 +4%
BAAM
22
Baker Avenue Asset Management
California
$2.57M +$1.08M +30,508 +65%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$2.48M -$392K -11,074 -13%
MAP
24
Milestone Advisory Partners
North Carolina
$2.43M -$2.06M -58,144 -44%
CA
25
Cetera Advisors
Colorado
$2.23M +$521K +14,718 +28%

TDIV Hedge Fund Activity: Q4 2018 in Review

124 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Technology Dividend Index Fund (TDIV) for Q4 2018, worth a combined $341M — down 11% from $383M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new TDIV positions and 10 closed out — a net gain of 16 holders — while 50 added to existing stakes and 27 trimmed.

The largest buyer was Brinker Capital Investments, adding an estimated $4.88M. The largest seller was BB&T Securities, cutting an estimated $15.6M.

  • 124 institutional investors held First Trust NASDAQ Technology Dividend Index Fund (TDIV) as of Q4 2018, up from 110 in Q3 2018.
  • Funds reported $341M of First Trust NASDAQ Technology Dividend Index Fund stock for Q4 2018, down 11% quarter-over-quarter.
  • 26 funds opened new First Trust NASDAQ Technology Dividend Index Fund positions in Q4 2018 and 10 closed out, a net change of +16 holders.
  • The largest First Trust NASDAQ Technology Dividend Index Fund buyer in Q4 2018 was Brinker Capital Investments, an estimated $4.88M added.
  • The largest First Trust NASDAQ Technology Dividend Index Fund seller in Q4 2018 was BB&T Securities, an estimated $15.6M sold.

Based on aggregated 13F filings for Q4 2018.