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First Trust NASDAQ Technology Dividend Index Fund

101 hedge funds and large institutions have $343M invested in First Trust NASDAQ Technology Dividend Index Fund in 2017 Q4 according to their latest regulatory filings, with 32 funds opening new positions, 27 increasing their positions, 28 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more funds holding in top 10

Funds holding in top 10: 14 (+3)

256% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 9

29% more funds holding

Funds holding: 78101 (+23)

29% more capital invested

Capital invested by funds: $267M → $343M (+$76.4M)

6.47% more ownership

Funds ownership: 37.25%43.72% (+6.5%)

4% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 28

Holders
101
Holders Change
+23
Holders Change %
+29.49%
% of All Funds
2.29%
Holding in Top 10
4
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+300%
% of All Funds
0.09%
New
32
Increased
27
Reduced
28
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$59.1M -$5.3M -154,138 -8%
Morgan Stanley
2
Morgan Stanley
New York
$54.8M +$838K +24,384 +2%
Wells Fargo
3
Wells Fargo
California
$45M +$4.95M +144,029 +13%
UBS Group
4
UBS Group
Switzerland
$24.3M +$1.15M +33,337 +5%
RJA
5
Raymond James & Associates
Florida
$13.8M +$8.57M +249,534 +173%
BCI
6
Brinker Capital Investments
Pennsylvania
$11.6M -$204K -5,945 -2%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$11.6M +$4.19M +121,860 +59%
KFA
8
Kabarec Financial Advisors
Illinois
$11.4M +$11.1M +322,690 New
CCA
9
Clearwater Capital Advisors
Illinois
$11.2M -$51.6K -1,502 -0.5%
LPL Financial
10
LPL Financial
California
$10.4M -$451K -13,133 -4%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$9.42M +$9.2M +267,636 New
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$6.43M +$1.44M +41,900 +30%
CCP
13
Cardan Capital Partners
Colorado
$5.57M +$253K +7,375 +5%
SAM
14
Stringer Asset Management
Tennessee
$5.04M +$4.92M +143,288 New
MAP
15
Milestone Advisory Partners
North Carolina
$4.74M +$4.63M +134,631 New
RJFSA
16
Raymond James Financial Services Advisors
Florida
$4.52M +$1.01M +29,286 +30%
PNC
17
Park National Corp
Ohio
$3.46M +$69.6K +2,025 +2%
JP Morgan Chase
18
JP Morgan Chase
New York
$3.34M -$1.14M -33,245 -26%
AG
19
Advisor Group
Arizona
$2.92M +$1.45M +42,237 +104%
AFS
20
Access Financial Services
Minnesota
$2.86M +$2.79M +81,345 New
Stifel Financial
21
Stifel Financial
Missouri
$2.74M +$330K +9,591 +14%
HCM
22
Hengehold Capital Management
Ohio
$2.52M +$59.3K +1,727 +2%
CA
23
Cetera Advisors
Colorado
$2.42M +$617K +17,954 +35%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$2.41M +$63.1K +1,838 +3%
BA
25
Ballew Advisors
Mississippi
$1.88M +$1.84M +53,479 New

TDIV Hedge Fund Activity: Q4 2017 in Review

101 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Technology Dividend Index Fund (TDIV) for Q4 2017, worth a combined $343M — up 29% from $267M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new TDIV positions and 9 closed out — a net gain of 23 holders — while 27 added to existing stakes and 28 trimmed.

The largest buyer was Envestnet Asset Management, opening a new position worth an estimated $9.2M. The largest seller was Bank of America, cutting an estimated $5.3M.

  • 101 institutional investors held First Trust NASDAQ Technology Dividend Index Fund (TDIV) as of Q4 2017, up from 78 in Q3 2017.
  • Funds reported $343M of First Trust NASDAQ Technology Dividend Index Fund stock for Q4 2017, up 29% quarter-over-quarter.
  • 32 funds opened new First Trust NASDAQ Technology Dividend Index Fund positions in Q4 2017 and 9 closed out, a net change of +23 holders.
  • The largest First Trust NASDAQ Technology Dividend Index Fund buyer in Q4 2017 was Envestnet Asset Management, an estimated $9.2M added.
  • The largest First Trust NASDAQ Technology Dividend Index Fund seller in Q4 2017 was Bank of America, an estimated $5.3M sold.

Based on aggregated 13F filings for Q4 2017.