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First Trust NASDAQ Technology Dividend Index Fund

142 hedge funds and large institutions have $391M invested in First Trust NASDAQ Technology Dividend Index Fund in 2020 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 56 increasing their positions, 50 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% more repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 50

0.82% less ownership

Funds ownership: 42.14%41.32% (-0.82%)

6% less funds holding

Funds holding: 151142 (-9)

18% less capital invested

Capital invested by funds: $475M → $391M (-$84.1M)

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

26% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 23

Holders
142
Holders Change
-9
Holders Change %
-5.96%
% of All Funds
3.13%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.07%
New
17
Increased
56
Reduced
50
Closed
23
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$63.2M -$3.91M -94,969 -5%
Bank of America
2
Bank of America
North Carolina
$53.7M +$9.25M +224,479 +17%
Wells Fargo
3
Wells Fargo
California
$46.3M +$4.32M +104,806 +9%
UBS Group
4
UBS Group
Switzerland
$27.6M -$947K -22,972 -3%
RJA
5
Raymond James & Associates
Florida
$19.7M +$10.6M +257,702 +87%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$15.8M +$314K +7,614 +2%
Ameriprise
7
Ameriprise
Minnesota
$15.6M +$14.9M +360,644 +446%
LPL Financial
8
LPL Financial
California
$12.3M -$114K -2,765 -0.8%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$11.1M +$20.5K +498 +0.2%
SWP
10
Stratos Wealth Partners
Ohio
$9.26M +$10.2M +247,635 +1,762%
Osaic Holdings
11
Osaic Holdings
Arizona
$7.21M +$8.38M +203,325 New
BCI
12
Brinker Capital Investments
Pennsylvania
$5.3M -$344K -8,354 -5%
PNC
13
Park National Corp
Ohio
$5.07M +$603K +14,646 +11%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$4.27M +$134K +3,255 +3%
ACA
15
Ascension Capital Advisors
Texas
$3.99M -$205K -4,979 -4%
OPS
16
Orion Portfolio Solutions
Nebraska
$3.84M -$598K -14,518 -12%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$3.75M -$328K -7,966 -7%
JP Morgan Chase
18
JP Morgan Chase
New York
$3.36M +$181K +4,382 +5%
Carson Wealth (CWM LLC)
19
Carson Wealth (CWM LLC)
Nebraska
$3.17M
WMA
20
Wealth Management Associates
New Jersey
$2.91M +$56.6K +1,373 +2%
FAAS
21
First Allied Advisory Services
California
$2.9M +$2.07M +50,296 +159%
CCA
22
Clearwater Capital Advisors
Illinois
$2.68M -$2.32M -56,344 -43%
WWM
23
WT Wealth Management
Arizona
$2.65M -$111K -2,686 -3%
MAP
24
Milestone Advisory Partners
North Carolina
$2.64M -$1.39M -33,726 -31%
Stifel Financial
25
Stifel Financial
Missouri
$2.61M +$122K +2,961 +4%

TDIV Hedge Fund Activity: Q1 2020 in Review

142 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Technology Dividend Index Fund (TDIV) for Q1 2020, worth a combined $391M — down 18% from $475M a quarter earlier.

Sellers outnumbered buyers: 23 funds closed out of TDIV and 17 opened new positions — a net loss of 6 holders — while 50 trimmed existing stakes and 56 added.

The largest buyer was Ameriprise, adding an estimated $14.9M. The largest seller was Truist Financial, cutting an estimated $9.66M.

  • 142 institutional investors held First Trust NASDAQ Technology Dividend Index Fund (TDIV) as of Q1 2020, down from 151 in Q4 2019.
  • Funds reported $391M of First Trust NASDAQ Technology Dividend Index Fund stock for Q1 2020, down 18% quarter-over-quarter.
  • 17 funds opened new First Trust NASDAQ Technology Dividend Index Fund positions in Q1 2020 and 23 closed out, a net change of -6 holders.
  • The largest First Trust NASDAQ Technology Dividend Index Fund buyer in Q1 2020 was Ameriprise, an estimated $14.9M added.
  • The largest First Trust NASDAQ Technology Dividend Index Fund seller in Q1 2020 was Truist Financial, an estimated $9.66M sold.

Based on aggregated 13F filings for Q1 2020.