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First Trust NASDAQ Technology Dividend Index Fund

130 hedge funds and large institutions have $407M invested in First Trust NASDAQ Technology Dividend Index Fund in 2019 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 49 increasing their positions, 38 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 38

17% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 12

4% more capital invested

Capital invested by funds: $391M → $407M (+$16.9M)

0.79% more ownership

Funds ownership: 39.55%40.35% (+0.79%)

1% more funds holding

Funds holding: 129130 (+1)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

Holders
130
Holders Change
+1
Holders Change %
+0.78%
% of All Funds
2.85%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
14
Increased
49
Reduced
38
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$75.7M -$577K -14,578 -0.8%
Wells Fargo
2
Wells Fargo
California
$53.5M +$1.51M +38,262 +3%
Bank of America
3
Bank of America
North Carolina
$48.9M -$6.17M -155,915 -11%
UBS Group
4
UBS Group
Switzerland
$31.7M +$275K +6,946 +0.9%
LPL Financial
5
LPL Financial
California
$13.2M +$318K +8,046 +2%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$12.4M +$2.13M +53,943 +21%
NA
7
Nottingham Advisors
New York
$12M +$353K +8,919 +3%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$12M -$1.61M -40,565 -12%
RJA
9
Raymond James & Associates
Florida
$11.4M +$431K +10,886 +4%
BTS
10
BB&T Securities
Virginia
$10.6M +$8.95M +226,266 +599%
CCA
11
Clearwater Capital Advisors
Illinois
$7.19M -$1.01M -25,526 -12%
BCI
12
Brinker Capital Investments
Pennsylvania
$6.24M -$163K -4,108 -3%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$5.11M +$2.44M +61,682 +94%
PNC
14
Park National Corp
Ohio
$4.91M +$55.8K +1,410 +1%
MAP
15
Milestone Advisory Partners
North Carolina
$4.5M +$1.04M +26,159 +30%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$4.45M +$187K +4,725 +4%
JP Morgan Chase
17
JP Morgan Chase
New York
$4.19M -$159K -4,022 -4%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$4.04M +$436K +11,032 +12%
AFS
19
Access Financial Services
Minnesota
$3.59M -$11.9K -300 -0.3%
WMA
20
Wealth Management Associates
New Jersey
$3.21M +$74.4K +1,881 +2%
AG
21
Advisor Group
Arizona
$3.17M -$703K -17,764 -18%
Carson Wealth (CWM LLC)
22
Carson Wealth (CWM LLC)
Nebraska
$3.17M
Stifel Financial
23
Stifel Financial
Missouri
$3.03M -$729K -18,432 -20%
HCM
24
Hengehold Capital Management
Ohio
$3M -$95.2K -2,406 -3%
WWM
25
WT Wealth Management
Arizona
$2.61M +$2.58M +65,084 New

TDIV Hedge Fund Activity: Q3 2019 in Review

130 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Technology Dividend Index Fund (TDIV) for Q3 2019, worth a combined $407M — up 4.3% from $391M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new TDIV positions and 12 closed out — a net gain of 2 holders — while 49 added to existing stakes and 38 trimmed.

The largest buyer was BB&T Securities, adding an estimated $8.95M. The largest seller was Bank of America, cutting an estimated $6.17M.

  • 130 institutional investors held First Trust NASDAQ Technology Dividend Index Fund (TDIV) as of Q3 2019, up from 129 in Q2 2019.
  • Funds reported $407M of First Trust NASDAQ Technology Dividend Index Fund stock for Q3 2019, up 4.3% quarter-over-quarter.
  • 14 funds opened new First Trust NASDAQ Technology Dividend Index Fund positions in Q3 2019 and 12 closed out, a net change of +2 holders.
  • The largest First Trust NASDAQ Technology Dividend Index Fund buyer in Q3 2019 was BB&T Securities, an estimated $8.95M added.
  • The largest First Trust NASDAQ Technology Dividend Index Fund seller in Q3 2019 was Bank of America, an estimated $6.17M sold.

Based on aggregated 13F filings for Q3 2019.