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First Trust NASDAQ Technology Dividend Index Fund

71 hedge funds and large institutions have $241M invested in First Trust NASDAQ Technology Dividend Index Fund in 2016 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 27 increasing their positions, 18 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

78% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 9

50% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 18

38.81% more ownership

Funds ownership: 0%38.81% (+39%)

11% more funds holding

Funds holding: 6471 (+7)

10% more capital invested

Capital invested by funds: $219M → $241M (+$22.3M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
71
Holders Change
+7
Holders Change %
+10.94%
% of All Funds
1.77%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
16
Increased
27
Reduced
18
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$45.4M +$272K +9,340 +0.6%
Morgan Stanley
2
Morgan Stanley
New York
$36.5M +$9.63M +330,730 +37%
Wells Fargo
3
Wells Fargo
California
$33.1M +$2.85M +97,847 +10%
BCI
4
Brinker Capital Investments
Pennsylvania
$33M -$1.55M -53,112 -5%
UBS Group
5
UBS Group
Switzerland
$20.7M -$1.46M -50,085 -7%
CCA
6
Clearwater Capital Advisors
Illinois
$9.4M +$157K +5,384 +2%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$7.75M +$223K +7,676 +3%
LPL Financial
8
LPL Financial
California
$7.62M +$330K +11,327 +5%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$4.91M +$2.33M +80,011 +93%
RJA
10
Raymond James & Associates
Florida
$4.16M +$154K +5,279 +4%
CCP
11
Cardan Capital Partners
Colorado
$3.33M +$3.28M +112,724 New
JP Morgan Chase
12
JP Morgan Chase
New York
$3.1M -$1.51M -51,936 -33%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$2.82M +$504K +17,310 +22%
PNC
14
Park National Corp
Ohio
$2.59M +$262K +8,990 +11%
CA
15
Cetera Advisors
Colorado
$2.07M +$156K +5,347 +8%
HCM
16
Hengehold Capital Management
Ohio
$1.86M +$1.83M +62,945 New
Stifel Financial
17
Stifel Financial
Missouri
$1.77M -$75.7K -2,600 -4%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$1.69M -$62.3K -2,142 -4%
Ameriprise
19
Ameriprise
Minnesota
$1.4M +$224K +7,691 +19%
PAG
20
Private Advisor Group
New Jersey
$1.3M +$75K +2,576 +6%
MFS
21
MSI Financial Services
Massachusetts
$1.04M +$300K +10,325 +41%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$840K +$192K +6,598 +30%
RIA
23
Regal Investment Advisors
Michigan
$804K -$924K -31,750 -54%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$773K +$760K +26,128 New
CAN
25
Cetera Advisor Networks
California
$769K +$480K +16,498 +175%

TDIV Hedge Fund Activity: Q4 2016 in Review

71 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Technology Dividend Index Fund (TDIV) for Q4 2016, worth a combined $241M — up 10% from $219M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new TDIV positions and 9 closed out — a net gain of 7 holders — while 27 added to existing stakes and 18 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $9.63M. The largest seller was Brinker Capital Investments, cutting an estimated $1.55M.

  • 71 institutional investors held First Trust NASDAQ Technology Dividend Index Fund (TDIV) as of Q4 2016, up from 64 in Q3 2016.
  • Funds reported $241M of First Trust NASDAQ Technology Dividend Index Fund stock for Q4 2016, up 10% quarter-over-quarter.
  • 16 funds opened new First Trust NASDAQ Technology Dividend Index Fund positions in Q4 2016 and 9 closed out, a net change of +7 holders.
  • The largest First Trust NASDAQ Technology Dividend Index Fund buyer in Q4 2016 was Morgan Stanley, an estimated $9.63M added.
  • The largest First Trust NASDAQ Technology Dividend Index Fund seller in Q4 2016 was Brinker Capital Investments, an estimated $1.55M sold.

Based on aggregated 13F filings for Q4 2016.