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First Trust NASDAQ Technology Dividend Index Fund

65 hedge funds and large institutions have $182M invested in First Trust NASDAQ Technology Dividend Index Fund in 2016 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 19 increasing their positions, 26 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more capital invested

Capital invested by funds: $170M → $182M (+$12.6M)

2% less funds holding

Funds holding: 6665 (-1)

11% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 9

27% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 26

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $2K

Holders
65
Holders Change
-1
Holders Change %
-1.52%
% of All Funds
1.73%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
19
Reduced
26
Closed
9
Calls
Puts
$2K
Net Calls
-$2K
Net Calls Change
+$1K
Name Holding Trade Value Shares
Change
Change in
Stake
BCI
1
Brinker Capital Investments
Pennsylvania
$31.4M +$21.3M +861,014 +282%
Bank of America
2
Bank of America
North Carolina
$30M -$2.63M -106,632 -9%
Morgan Stanley
3
Morgan Stanley
New York
$23.7M +$1.17M +47,218 +6%
Wells Fargo
4
Wells Fargo
California
$20.6M +$1.09M +43,975 +6%
UBS Group
5
UBS Group
Switzerland
$15.9M -$8.06M -326,643 -36%
LPL Financial
6
LPL Financial
California
$13.8M -$1.86M -75,294 -13%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$5.82M -$798K -32,325 -13%
JP Morgan Chase
8
JP Morgan Chase
New York
$5M -$173K -6,988 -4%
Stifel Financial
9
Stifel Financial
Missouri
$3.48M -$574K -23,256 -15%
RJA
10
Raymond James & Associates
Florida
$3.46M -$3.13M -126,608 -50%
RIA
11
Regal Investment Advisors
Michigan
$2.38M +$10K +405 +0.5%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$2.21M -$73.1K -2,959 -3%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$2.08M +$36.2K +1,466 +2%
Citadel Advisors
14
Citadel Advisors
Florida
$2M -$158K -6,386 -8%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.4M +$18K +729 +1%
PNC
16
Park National Corp
Ohio
$1.4M +$192K +7,785 +18%
SCA
17
Snowden Capital Advisors
New York
$1.32M +$1.21M +49,041 New
CA
18
Cetera Advisors
Colorado
$1.31M -$81K -3,281 -6%
PVH
19
Psagot Value Holdings
Israel
$1.3M +$165K +6,670 +30%
Jane Street
20
Jane Street
New York
$1.19M -$1.01M -40,819 -48%
PAG
21
Private Advisor Group
New Jersey
$1.12M +$780K +31,591 +313%
TRCT
22
Tower Research Capital (TRC)
New York
$999K +$354K +14,355 +63%
Ameriprise
23
Ameriprise
Minnesota
$920K -$459K -18,578 -35%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$904K -$769K -31,139 -48%
AIG
25
American International Group
New York
$838K -$271K -10,969 -26%

TDIV Hedge Fund Activity: Q1 2016 in Review

65 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Technology Dividend Index Fund (TDIV) for Q1 2016, worth a combined $182M — up 7.4% from $170M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of TDIV and 8 opened new positions — a net loss of 1 holder — while 26 trimmed existing stakes and 19 added.

The largest buyer was Brinker Capital Investments, adding an estimated $21.3M. The largest seller was UBS Group, cutting an estimated $8.06M.

  • 65 institutional investors held First Trust NASDAQ Technology Dividend Index Fund (TDIV) as of Q1 2016, down from 66 in Q4 2015.
  • Funds reported $182M of First Trust NASDAQ Technology Dividend Index Fund stock for Q1 2016, up 7.4% quarter-over-quarter.
  • 8 funds opened new First Trust NASDAQ Technology Dividend Index Fund positions in Q1 2016 and 9 closed out, a net change of -1 holder.
  • The largest First Trust NASDAQ Technology Dividend Index Fund buyer in Q1 2016 was Brinker Capital Investments, an estimated $21.3M added.
  • The largest First Trust NASDAQ Technology Dividend Index Fund seller in Q1 2016 was UBS Group, an estimated $8.06M sold.

Based on aggregated 13F filings for Q1 2016.