We are live on ! Find out more
TDIV icon

First Trust NASDAQ Technology Dividend Index Fund

27 hedge funds and large institutions have $107M invested in First Trust NASDAQ Technology Dividend Index Fund in 2013 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 3 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

367% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 3

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

27% more capital invested

Capital invested by funds: $84.3M → $107M (+$23.1M)

4% more funds holding

Funds holding: 2627 (+1)

Holders
27
Holders Change
+1
Holders Change %
+3.85%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
14
Reduced
3
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$32.1M +$2.35M +99,261 +8%
Morgan Stanley
2
Morgan Stanley
New York
$25.1M +$5.46M +231,055 +29%
U
3
UBS
Switzerland
$12.8M +$1.64M +69,260 +15%
Bank of America
4
Bank of America
North Carolina
$10.4M +$2.66M +112,422 +36%
LPL Financial
5
LPL Financial
California
$7.39M +$921K +38,960 +15%
BAAM
6
Baker Avenue Asset Management
California
$5.74M +$791K +33,443 +17%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$4.26M +$181K +7,648 +5%
RJA
8
Raymond James & Associates
Florida
$3.78M +$769K +32,532 +27%
Goldman Sachs
9
Goldman Sachs
New York
$1.59M +$1.52M +64,454 New
FHC
10
First Heartland Consultants
Missouri
$1.15M +$601K +25,405 +120%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$931K +$340K +14,361 +61%
JP Morgan Chase
12
JP Morgan Chase
New York
$519K +$112K +4,732 +29%
BWP
13
BSW Wealth Partners
Colorado
$452K -$5.01K -212 -1%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$346K +$332K +14,020 New
RJFSA
15
Raymond James Financial Services Advisors
Florida
$316K
AIG
16
American International Group
New York
$297K +$54.7K +2,312 +24%
Deutsche Bank
17
Deutsche Bank
Germany
$133K -$203K -8,600 -61%
Ameriprise
18
Ameriprise
Minnesota
$59K +$10.4K +441 +23%
Bessemer Group
19
Bessemer Group
New Jersey
$54K
GT
20
Glenmede Trust
Pennsylvania
$29K
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$26K +$24.7K +1,045 New
Citigroup
22
Citigroup
New York
$17K +$4.12K +174 +35%
DADC
23
D.A. Davidson & Co
Montana
$11K
MFS
24
MSI Financial Services
Massachusetts
$7K +$6.27K +265 New
NES
25
New England Securities
New York
$5K +$4.89K +207 New

TDIV Hedge Fund Activity: Q4 2013 in Review

27 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Technology Dividend Index Fund (TDIV) for Q4 2013, worth a combined $107M — up 27% from $84.3M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new TDIV positions and 3 closed out — a net gain of 3 holders — while 14 added to existing stakes and 3 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $5.46M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $1.19M sold.

  • 27 institutional investors held First Trust NASDAQ Technology Dividend Index Fund (TDIV) as of Q4 2013, up from 26 in Q3 2013.
  • Funds reported $107M of First Trust NASDAQ Technology Dividend Index Fund stock for Q4 2013, up 27% quarter-over-quarter.
  • 6 funds opened new First Trust NASDAQ Technology Dividend Index Fund positions in Q4 2013 and 3 closed out, a net change of +3 holders.
  • The largest First Trust NASDAQ Technology Dividend Index Fund buyer in Q4 2013 was Morgan Stanley, an estimated $5.46M added.
  • The largest First Trust NASDAQ Technology Dividend Index Fund seller in Q4 2013 was Susquehanna International Group, an estimated $1.19M sold.

Based on aggregated 13F filings for Q4 2013.