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First Trust NASDAQ Technology Dividend Index Fund

64 hedge funds and large institutions have $219M invested in First Trust NASDAQ Technology Dividend Index Fund in 2016 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 32 increasing their positions, 16 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 16

26% more capital invested

Capital invested by funds: $173M → $219M (+$45.2M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 8

2% less funds holding

Funds holding: 6564 (-1)

Holders
64
Holders Change
-1
Holders Change %
-1.54%
% of All Funds
1.71%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
32
Reduced
16
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIL
26
Rothschild Investment LLC
Illinois
$539K -$76.7K -2,687 -13%
Baird Financial Group
27
Baird Financial Group
Wisconsin
$500K +$63K +2,207 +15%
WI
28
Wintrust Investments
Illinois
$499K -$367K -12,841 -43%
BAAM
29
Baker Avenue Asset Management
California
$496K +$483K +16,912 New
PVH
30
Psagot Value Holdings
Israel
$410K -$57.1K -2,000 -13%
M&T Bank
31
M&T Bank
New York
$401K +$73K +2,556 +23%
FHC
32
First Heartland Consultants
Missouri
$376K -$5.71K -200 -2%
NFG
33
Next Financial Group
Texas
$363K +$303K +10,610 +594%
HFS
34
HL Financial Services
Kentucky
$335K +$9.25K +324 +3%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$333K +$5.54K +194 +2%
SWP
36
Stratos Wealth Partners
Ohio
$293K +$14.6K +512 +5%
CAN
37
Cetera Advisor Networks
California
$277K -$51.4K -1,800 -16%
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$270K +$5.82K +204 +2%
WS
39
Wedbush Securities
California
$267K -$4.65K -163 -2%
SI
40
SII Investments
Wisconsin
$258K +$21.5K +754 +9%
Citigroup
41
Citigroup
New York
$249K +$12.5K +439 +5%
WA
42
WFG Advisors
Texas
$231K -$17.1K -598 -7%
BTS
43
BB&T Securities
Virginia
$209K +$204K +7,152 New
Creative Planning
44
Creative Planning
Kansas
$190K
BBPWM
45
Blue Bell Private Wealth Management
Pennsylvania
$189K -$8.56K -300 -4%
GWM
46
Geneos Wealth Management
Colorado
$165K +$29 +1 +0%
HT
47
Hefren-Tillotson
Pennsylvania
$83K
FTUS
48
Flow Traders U.S.
New York
$69K +$67.1K +2,352 New
Envestnet Asset Management
49
Envestnet Asset Management
Illinois
$51K -$3.65K -128 -7%
EFSCE
50
Enterprise Financial Services Corp (EFSC)
Missouri
$50K

TDIV Hedge Fund Activity: Q3 2016 in Review

64 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Technology Dividend Index Fund (TDIV) for Q3 2016, worth a combined $219M — up 26% from $173M a quarter earlier.

Fund positioning in TDIV was balanced in Q3 2016: 8 funds opened new positions, 8 closed out, 32 added to existing stakes and 16 trimmed.

The largest buyer was Bank of America, adding an estimated $14.1M. The largest seller was Snowden Capital Advisors, exiting entirely with an estimated $1.32M sold.

  • 64 institutional investors held First Trust NASDAQ Technology Dividend Index Fund (TDIV) as of Q3 2016, down from 65 in Q2 2016.
  • Funds reported $219M of First Trust NASDAQ Technology Dividend Index Fund stock for Q3 2016, up 26% quarter-over-quarter.
  • 8 funds opened new First Trust NASDAQ Technology Dividend Index Fund positions in Q3 2016 and 8 closed out, a net change of 0 holders.
  • The largest First Trust NASDAQ Technology Dividend Index Fund buyer in Q3 2016 was Bank of America, an estimated $14.1M added.
  • The largest First Trust NASDAQ Technology Dividend Index Fund seller in Q3 2016 was Snowden Capital Advisors, an estimated $1.32M sold.

Based on aggregated 13F filings for Q3 2016.