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First Trust NASDAQ Technology Dividend Index Fund
TDIV

63 hedge funds and large institutions have $461M invested in First Trust NASDAQ Technology Dividend Index Fund in 2014 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 29 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

263% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 8

260% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 5

25% more capital invested

Capital invested by funds: $369M → $461M (+$91.3M)

24% more funds holding

Funds holding: 51 → 63 (+12)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
63
Holders Change
+12
Holders Change %
+23.53%
% of All Funds
1.83%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
18
Increased
29
Reduced
8
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
HT
Hefren-Tillotson
Pennsylvania
+$42.7M
2
Morgan Stanley
Morgan Stanley
New York
+$22.3M
3
Bank of America
Bank of America
North Carolina
+$8.41M
4
U
UBS
Switzerland
+$4.5M
5
LPL Financial
LPL Financial
California
+$3.48M

Top Sellers

Rank Fund Capital Flow
1
RIG
RiverFront Investment Group
Virginia
-$4.54M
2
BAAM
Baker Avenue Asset Management
California
-$2.95M
3
BC
Brinker Capital
Pennsylvania
-$2.63M
4
BTS
BB&T Securities
Virginia
-$956K
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$265K
Name Holding Trade Value Shares
Change 		Change in
Stake
RIA
26
Regal Investment Advisors
Michigan
$890K +$312K +11,434 +53%
RIL
27
Rothschild Investment LLC
Illinois
$764K +$769K +28,225 New
JP Morgan Chase
28
JP Morgan Chase
New York
$757K +$40.2K +1,476 +6%
BCM
29
Barometer Capital Management
Ontario, Canada
$728K +$733K +26,900 New
FAAS
30
First Allied Advisory Services
California
$719K +$725K +26,596 New
BWP
31
BSW Wealth Partners
Colorado
$521K +$8.61K +316 +2%
NCM
32
Niemann Capital Management
Nevada
$504K +$507K +18,624 New
M&T Bank
33
M&T Bank
New York
$479K +$482K +17,701 New
RJFSA
34
Raymond James Financial Services Advisors
Florida
$394K – – –
NES
35
New England Securities
New York
$341K +$304K +11,159 +774%
Deutsche Bank
36
Deutsche Bank
Germany
$332K +$103K +3,785 +45%
MC
37
Moors & Cabot
Massachusetts
$323K +$325K +11,928 New
SI
38
SII Investments
Wisconsin
$312K +$48.4K +1,776 +18%
Cambridge Investment Research Advisors
39
Cambridge Investment Research Advisors
Iowa
$288K +$59.3K +2,178 +26%
ICAS
40
Investors Capital Advisory Services
Massachusetts
$269K +$271K +9,959 New
Mariner
41
Mariner
Kansas
$261K +$262K +9,629 New
SG Americas Securities
42
SG Americas Securities
New York
$246K +$247K +9,076 New
BBPWM
43
Blue Bell Private Wealth Management
Pennsylvania
$209K +$8.17K +300 +4%
NFG
44
Next Financial Group
Texas
$204K -$62.4K -2,290 -23%
Creative Planning
45
Creative Planning
Kansas
$177K – – –
Citigroup
46
Citigroup
New York
$122K +$17.7K +649 +17%
LTFS
47
Ladenburg Thalmann Financial Services
Florida
$98K -$4.77K -175 -5%
DADC
48
D.A. Davidson & Co
Montana
$75K +$22.2K +815 +41%
Bessemer Group
49
Bessemer Group
New Jersey
$60K – – –
MFS
50
MSI Financial Services
Massachusetts
$60K +$16.1K +590 +36%
1
2
3

TDIV Hedge Fund Activity: Q3 2014 in Review

63 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Technology Dividend Index Fund (TDIV) for Q3 2014, worth a combined $461M — up 25% from $369M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new TDIV positions and 5 closed out — a net gain of 13 holders — while 29 added to existing stakes and 8 trimmed.

The largest buyer was Hefren-Tillotson, opening a new position worth an estimated $42.7M. The largest seller was RiverFront Investment Group, cutting an estimated $4.54M.

  • 63 institutional investors held First Trust NASDAQ Technology Dividend Index Fund (TDIV) as of Q3 2014, up from 51 in Q2 2014.
  • Funds reported $461M of First Trust NASDAQ Technology Dividend Index Fund stock for Q3 2014, up 25% quarter-over-quarter.
  • 18 funds opened new First Trust NASDAQ Technology Dividend Index Fund positions in Q3 2014 and 5 closed out, a net change of +13 holders.
  • The largest First Trust NASDAQ Technology Dividend Index Fund buyer in Q3 2014 was Hefren-Tillotson, an estimated $42.7M added.
  • The largest First Trust NASDAQ Technology Dividend Index Fund seller in Q3 2014 was RiverFront Investment Group, an estimated $4.54M sold.

Based on aggregated 13F filings for Q3 2014.