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SWS

SWS GROUP INC
SWS

Delisted

SWS was delisted on the 31st of December, 2014.

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108 hedge funds and large institutions have $197M invested in SWS GROUP INC in 2014 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 20 increasing their positions, 52 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 1 → 3 (+2)

26% more capital invested

Capital invested by funds: $156M → $197M (+$41M)

22% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 9

2% more funds holding

Funds holding: 106 → 108 (+2)

62% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 52

Holders
108
Holders Change
+2
Holders Change %
+1.89%
% of All Funds
3.13%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.09%
New
11
Increased
20
Reduced
52
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
OHCM
Oak Hill Capital Management
New York
+$47.3M
2
AA
Ancora Advisors
Ohio
+$14.7M
3
Renaissance Technologies
Renaissance Technologies
New York
+$2.57M
4
HCMT
Highland Capital Management (Texas)
Texas
+$724K
5
Nomura Holdings
Nomura Holdings
Japan
+$384K

Top Sellers

Rank Fund Capital Flow
1
BFA
BlackRock Fund Advisors
California
-$1.66M
2
MCA
Mendon Capital Advisors
Florida
-$1.42M
3
APG Asset Management
APG Asset Management
Netherlands
-$1.34M
4
First Eagle Investment Management
First Eagle Investment Management
New York
-$1.28M
5
HA
Havens Advisors
New York
-$949K
Name Holding Trade Value Shares
Change 		Change in
Stake
MSA
101
Mason Street Advisors
Wisconsin
$20K -$5.67K -783 -21%
DADC
102
D.A. Davidson & Co
Montana
$13K – – –
BNP Paribas Financial Markets
103
BNP Paribas Financial Markets
France
$12.1K +$12.7K +1,751 New
Barclays
104
Barclays
United Kingdom
$6K -$87.4K -12,079 -93%
Bank of America
105
Bank of America
North Carolina
$3K +$1.84K +254 +158%
Creative Planning
106
Creative Planning
Kansas
$2K – – –
PNC Financial Services Group
107
PNC Financial Services Group
Pennsylvania
$2K – – –
Manulife (Manufacturers Life Insurance)
108
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$148 +$991 +137 +0.6%
CRC
109
Curi RMB Capital
Illinois
– -$910K -125,000 Closed
CI
110
Cowen Inc
New York
– -$910K -124,970 Closed
NCCM
111
Nine Chapters Capital Management
New Jersey
– -$139K -19,100 Closed
Thrivent Financial for Lutherans
112
Thrivent Financial for Lutherans
Minnesota
– -$78K -10,676 Closed
Susquehanna International Group
113
Susquehanna International Group
Pennsylvania
– -$75K -10,247 Closed
YCM
114
Yakira Capital Management
Connecticut
– -$45K -6,200 Closed
VFA
115
Virtus Fund Advisers
Connecticut
– -$18K -2,498 Closed
Bank of Montreal
116
Bank of Montreal
Ontario, Canada
– -$5K -730 Closed
Axa
117
Axa
France
– -$5K -700 Closed
1 2 3 4
5

SWS Hedge Fund Activity: Q3 2014 in Review

108 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in SWS GROUP INC (SWS) for Q3 2014, worth a combined $197M — up 26% from $156M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new SWS positions and 9 closed out — a net gain of 2 holders — while 20 added to existing stakes and 52 trimmed.

The largest buyer was Oak Hill Capital Management, opening a new position worth an estimated $47.3M. The largest seller was BlackRock Fund Advisors, cutting an estimated $1.66M.

  • 108 institutional investors held SWS GROUP INC (SWS) as of Q3 2014, up from 106 in Q2 2014.
  • Funds reported $197M of SWS GROUP INC stock for Q3 2014, up 26% quarter-over-quarter.
  • 11 funds opened new SWS GROUP INC positions in Q3 2014 and 9 closed out, a net change of +2 holders.
  • The largest SWS GROUP INC buyer in Q3 2014 was Oak Hill Capital Management, an estimated $47.3M added.
  • The largest SWS GROUP INC seller in Q3 2014 was BlackRock Fund Advisors, an estimated $1.66M sold.

Based on aggregated 13F filings for Q3 2014.