Axa’s SWS GROUP INC SWS Stock Holding History

Axa’s Portfolio SWS Stock Details SWS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-700	Closed	-$5K	–	1526
2014 Q2	$5K	Hold	700	–	–	﹤0.01%	1373
2014 Q1	$5K	Hold	700	–	–	﹤0.01%	1387
2013 Q4	$4K	Hold	700	–	–	﹤0.01%	1379
2013 Q3	$4K	Hold	700	–	–	﹤0.01%	1262
2013 Q2	$4K	Buy	+700	New	+$4.05K	﹤0.01%	1269

Other funds holding SWS

OHCM

Oak Hill Capital Management New York $310M AUM 17.23% 1-Year Est. Return

HCMT

Highland Capital Management (Texas) Dallas, Texas $39M AUM

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

Hilltop Holdings Dallas, Texas $1.11B AUM 24.7% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return

PCM

Perritt Capital Management Chicago, Illinois $59.8M AUM 26.94% 1-Year Est. Return

Axa's SWS Position: Q3 2014 in Review

Axa sold out of SWS GROUP INC (SWS) in Q3 2014, closing a stake of 700 shares — an estimated $5K sold.

Axa first reported a position in SWS in Q2 2013 and held it in 5 quarters. The position peaked at $5K in Q2 2014. 108 funds tracked by Wall St. Rank hold SWS as of Q3 2014.

Axa reported no remaining SWS GROUP INC position as of Q3 2014 after selling out during the quarter.
Axa sold 700 SWS GROUP INC shares in Q3 2014, an estimated $5K.
Axa first reported a position in SWS GROUP INC in Q2 2013 and held it in 5 quarters.
Axa's SWS GROUP INC position peaked at $5K in Q2 2014.
108 funds tracked by Wall St. Rank held SWS GROUP INC as of Q3 2014.

Based on Axa's 13F filing for Q3 2014, filed 13 Nov 2014.