Bank of Montreal’s SWS GROUP INC SWS Stock Holding History

Bank of Montreal’s Portfolio SWS Stock Details SWS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-730	Closed	-$5K	–	4855
2014 Q2	$5K	Buy	+730	New	+$5.41K	﹤0.01%	4220

Other funds holding SWS

OHCM

Oak Hill Capital Management New York $310M AUM 17.23% 1-Year Est. Return

HCMT

Highland Capital Management (Texas) Dallas, Texas $39M AUM

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

Hilltop Holdings Dallas, Texas $1.11B AUM 24.7% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.14% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.26% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return

PCM

Perritt Capital Management Chicago, Illinois $59.8M AUM 26.94% 1-Year Est. Return

Bank of Montreal's SWS Position: Q3 2014 in Review

Bank of Montreal sold out of SWS GROUP INC (SWS) in Q3 2014, closing a stake of 730 shares — an estimated $5K sold.

Bank of Montreal first reported a position in SWS in Q2 2014 and held it in 1 quarter. The position peaked at $5K in Q2 2014. 108 funds tracked by Wall St. Rank hold SWS as of Q3 2014.

Bank of Montreal reported no remaining SWS GROUP INC position as of Q3 2014 after selling out during the quarter.
Bank of Montreal sold 730 SWS GROUP INC shares in Q3 2014, an estimated $5K.
Bank of Montreal first reported a position in SWS GROUP INC in Q2 2014 and held it in 1 quarter.
Bank of Montreal's SWS GROUP INC position peaked at $5K in Q2 2014.
108 funds tracked by Wall St. Rank held SWS GROUP INC as of Q3 2014.

Based on Bank of Montreal's 13F filing for Q3 2014, filed 7 Nov 2014.