NCCM
SWS

Nine Chapters Capital Management’s SWS GROUP INC SWS Stock Holding History

Nine Chapters Capital Management’s Portfolio SWS Stock Details SWS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-19,100
Closed -$139K – 1336
2014
Q2 		$139K Buy
+19,100
New +$142K 0.01% 855

Other funds holding SWS

OHCM
Oak Hill Capital Management New York $310M AUM 17.23% 1-Year Est. Return
HCMT
Highland Capital Management (Texas) Dallas, Texas $39M AUM
AA
Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return
HH
Hilltop Holdings Dallas, Texas $1.11B AUM 24.7% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
GF
Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return
PCM
Perritt Capital Management Chicago, Illinois $59.8M AUM 26.94% 1-Year Est. Return

Nine Chapters Capital Management's SWS Position: Q3 2014 in Review

Nine Chapters Capital Management sold out of SWS GROUP INC (SWS) in Q3 2014, closing a stake of 19,100 shares — an estimated $139K sold.

Nine Chapters Capital Management first reported a position in SWS in Q2 2014 and held it in 1 quarter. The position peaked at $139K in Q2 2014. 108 funds tracked by Wall St. Rank hold SWS as of Q3 2014.

  • Nine Chapters Capital Management reported no remaining SWS GROUP INC position as of Q3 2014 after selling out during the quarter.
  • Nine Chapters Capital Management sold 19,100 SWS GROUP INC shares in Q3 2014, an estimated $139K.
  • Nine Chapters Capital Management first reported a position in SWS GROUP INC in Q2 2014 and held it in 1 quarter.
  • Nine Chapters Capital Management's SWS GROUP INC position peaked at $139K in Q2 2014.
  • 108 funds tracked by Wall St. Rank held SWS GROUP INC as of Q3 2014.

Based on Nine Chapters Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.