Curi RMB Capital’s SWS GROUP INC SWS Stock Holding History

Curi RMB Capital’s Portfolio SWS Stock Details SWS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-125,000	Closed	-$910K	–	476
2014 Q2	$910K	Buy	+125,000	New	+$926K	0.06%	275

Other funds holding SWS

Oak Hill Capital Management New York $310M AUM 17.23% 1-Year Est. Return

Highland Capital Management (Texas) Dallas, Texas $39M AUM

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

Hilltop Holdings Dallas, Texas $1.11B AUM 24.7% 1-Year Est. Return

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return

Perritt Capital Management Chicago, Illinois $59.8M AUM 26.94% 1-Year Est. Return

Curi RMB Capital's SWS Position: Q3 2014 in Review

Curi RMB Capital sold out of SWS GROUP INC (SWS) in Q3 2014, closing a stake of 125,000 shares — an estimated $910K sold.

Curi RMB Capital first reported a position in SWS in Q2 2014 and held it in 1 quarter. The position peaked at $910K in Q2 2014. 108 funds tracked by Wall St. Rank hold SWS as of Q3 2014.

Curi RMB Capital reported no remaining SWS GROUP INC position as of Q3 2014 after selling out during the quarter.
Curi RMB Capital sold 125,000 SWS GROUP INC shares in Q3 2014, an estimated $910K.
Curi RMB Capital first reported a position in SWS GROUP INC in Q2 2014 and held it in 1 quarter.
Curi RMB Capital's SWS GROUP INC position peaked at $910K in Q2 2014.
108 funds tracked by Wall St. Rank held SWS GROUP INC as of Q3 2014.

Based on Curi RMB Capital's 13F filing for Q3 2014, filed 13 Nov 2014.