Cowen Inc’s SWS GROUP INC SWS Stock Holding History

Cowen Inc’s Portfolio SWS Stock Details SWS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-124,970	Closed	-$910K	–	366
2014 Q2	$910K	Sell	124,970 -81,543	-39%	-$604K	0.1%	145
2014 Q1	$1.54M	Buy	+206,513	New	+$1.58M	0.19%	91

Other funds holding SWS

Oak Hill Capital Management New York $310M AUM 17.23% 1-Year Est. Return

Highland Capital Management (Texas) Dallas, Texas $39M AUM

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

Hilltop Holdings Dallas, Texas $1.11B AUM 24.7% 1-Year Est. Return

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return

Perritt Capital Management Chicago, Illinois $59.8M AUM 26.94% 1-Year Est. Return

Cowen Inc's SWS Position: Q3 2014 in Review

Cowen Inc sold out of SWS GROUP INC (SWS) in Q3 2014, closing a stake of 124,970 shares — an estimated $910K sold.

Cowen Inc first reported a position in SWS in Q1 2014 and held it in 2 quarters. The position peaked at $1.54M in Q1 2014. 108 funds tracked by Wall St. Rank hold SWS as of Q3 2014.

Cowen Inc reported no remaining SWS GROUP INC position as of Q3 2014 after selling out during the quarter.
Cowen Inc sold 124,970 SWS GROUP INC shares in Q3 2014, an estimated $910K.
Cowen Inc first reported a position in SWS GROUP INC in Q1 2014 and held it in 2 quarters.
Cowen Inc's SWS GROUP INC position peaked at $1.54M in Q1 2014.
108 funds tracked by Wall St. Rank held SWS GROUP INC as of Q3 2014.

Based on Cowen Inc's 13F filing for Q3 2014, filed 17 Nov 2014.